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UHY Wealth Management RIA LLC
UHY Wealth Management RIA LLC was established as the wealth advisory subsidiary of UHY LLP, the US member firm of UHY International, a global accounting...
UHY Wealth Management RIA LLC
UHY Wealth Management RIA LLC was established as the wealth advisory subsidiary of UHY LLP, the US member firm of UHY International, a global accounting and consulting network. The RIA entity was created to separate wealth management from the firm's core audit and tax practice, enabling it to operate as a fiduciary registered with the SEC while still leveraging the broader UHY brand. Wealth origin is not tied to a single family; rather, the firm serves high-net-worth individuals, family offices, and institutional clients drawn from UHY's accounting client base. Strategy centers on fee-based financial planning and investment management across asset classes including equities, fixed income, alternative investments, and cash equivalents. The firm typically constructs customized portfolios using a mix of direct securities, mutual funds, and ETFs. Stage coverage is not venture- or growth-stage focused; instead, UHY Wealth operates in the wealth-preservation and income-generation space. Known co-investment structures are not publicly cited; the firm does not disclose specific portfolio companies or deal-level positions. Geographic footprint appears US-centric, with advisory services delivered through the UHY LLP office network across multiple states. Team size and total AUM are not publicly disclosed by UHY Wealth Management RIA LLC. The firm operates as part of UHY LLP, which reports approximately 2,000 professionals across the US in its audit, tax, and consulting practices, but the wealth management subsidiary's headcount is not separated. Additional offices are shared with the parent firm's locations; no independent wealth-management-only offices are listed. The firm holds an SEC registration as an RIA and is subject to regulatory disclosure via Form ADV. No recent operational events within the last 24 months are verifiable from public sources. A structural differentiator is the firm's embedding within a full-service accounting network. Most RIAs operate independently or within wealth-only platforms; UHY Wealth Management RIA LLC benefits from referrals generated by its parent's audit and tax engagements without marketing to external clients. This captive referral model reduces acquisition cost but limits brand visibility beyond the UHY client ecosystem.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Who runs investment decisions at UHY Wealth Management RIA LLC?
Named leadership is not publicly disclosed by the firm. The entity operates as a registered investment adviser of UHY LLP and is subject to SEC oversight. Investment decisions are likely made by a team of advisors who maintain fiduciary duty to clients, as required under the RIA structure.
Is UHY Wealth Management RIA LLC a single-family office or a multi-family office?
Neither. UHY Wealth Management RIA LLC is a registered investment adviser (RIA) that serves high-net-worth individuals, families, and institutional clients. It does not identify as a family office of any type. It functions as a fee-based wealth management firm within the UHY professional services network.
How does UHY Wealth Management RIA LLC source clients?
The firm relies primarily on referrals from its parent company, UHY LLP, which provides audit, tax, and consulting services to privately held businesses and high-net-worth individuals. This captive referral model differentiates it from RIAs that market directly to the public. The firm does not appear to solicit clients through public advertising or digital channels.
Does UHY Wealth Management RIA LLC participate in direct private investments or only public-market portfolios?
Public filings and the firm's stated services indicate a focus on traditional asset allocation through public securities and mutual funds. Direct private investment structures are not highlighted. The firm's offering is centered on planning and advisory rather than as a direct investor or GP.
What is the relationship between UHY Wealth Management RIA LLC and UHY LLP?
UHY Wealth Management RIA LLC is a subsidiary of UHY LLP, the US member firm of UHY International. The wealth management entity operates under the same brand and shares office infrastructure but is legally separate as an RIA. This structure enables the firm to offer wealth advisory services while avoiding conflicts of interest with the parent's audit and tax practice.
Where does the underlying wealth originate for clients of UHY Wealth Management RIA LLC?
Clients are typically business owners, executives, and professionals who have accumulated wealth through their corporate ownership or high-income careers. The firm's parent, UHY LLP, serves middle-market privately held companies, which form the primary base for wealth management referrals.
How does UHY Wealth Management RIA LLC's fee model compare to other RIAs?
The firm operates on a fee-based model, charging clients a percentage of assets under management or a fixed planning fee. This aligns with standard RIA practice. Specific fee schedules are not publicly available but are disclosed to clients via Form ADV and the firm's advisory agreements.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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