UHY Wealth Management RIA LLC

Named leadership is not publicly disclosed by the firm. The entity operates as a registered investment adviser of UHY LLP and is subject to SEC oversight. Investment decisions are likely made by a team of advisors who maintain fiduciary duty to clients, as required under the RIA structure.

Neither. UHY Wealth Management RIA LLC is a registered investment adviser (RIA) that serves high-net-worth individuals, families, and institutional clients. It does not identify as a family office of any type. It functions as a fee-based wealth management firm within the UHY professional services network.

The firm relies primarily on referrals from its parent company, UHY LLP, which provides audit, tax, and consulting services to privately held businesses and high-net-worth individuals. This captive referral model differentiates it from RIAs that market directly to the public. The firm does not appear to solicit clients through public advertising or digital channels.

Public filings and the firm's stated services indicate a focus on traditional asset allocation through public securities and mutual funds. Direct private investment structures are not highlighted. The firm's offering is centered on planning and advisory rather than as a direct investor or GP.

UHY Wealth Management RIA LLC is a subsidiary of UHY LLP, the US member firm of UHY International. The wealth management entity operates under the same brand and shares office infrastructure but is legally separate as an RIA. This structure enables the firm to offer wealth advisory services while avoiding conflicts of interest with the parent's audit and tax practice.

Clients are typically business owners, executives, and professionals who have accumulated wealth through their corporate ownership or high-income careers. The firm's parent, UHY LLP, serves middle-market privately held companies, which form the primary base for wealth management referrals.

The firm operates on a fee-based model, charging clients a percentage of assets under management or a fixed planning fee. This aligns with standard RIA practice. Specific fee schedules are not publicly available but are disclosed to clients via Form ADV and the firm's advisory agreements.