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UP Financial USA
UP FINANCIAL USA INC. is an SEC-registered investment adviser in Calgary, Alberta, registered since 2023. The firm manages approximately $2 million in...
UP Financial USA
UP FINANCIAL USA INC. is an SEC-registered investment adviser in Calgary, Alberta, registered since 2023. The firm manages approximately $2 million in regulatory assets. It has 5 employees and 3 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
Calgary, Alberta
Corporate office
New York, NY, United States
Principals
Vasilios Gerakis
Founder & CEO
Sector focus
Frequently asked questions
What type of firm is UP Financial USA?
UP Financial USA operates as a boutique financial services platform blending investment advisory and principal investing. Founded by Vasilios Gerakis, the firm originates structured credit, private lending, and placement mandates from its New York office. Its model resembles that of a merchant bank, where the firm co-invests its own capital alongside institutional partners.
What sectors and deal types does UP Financial USA focus on?
Based on its public-facing materials and market footprint, the firm focuses on structured credit and private lending, including commercial real estate bridge loans, asset-backed facilities, working capital lines, and specialty finance assets. It also advises on capital raises for middle-market borrowers seeking non-bank financing.
Where is UP Financial USA headquartered?
The firm is headquartered in New York, NY, which provides direct access to the largest private credit and real estate capital markets in the United States. No additional office locations have been publicly identified.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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