Single Family OfficeRIA · CRD 150996SEC-Registered

Updated:

UP NORTH FINANCIAL, LLC

UP NORTH FINANCIAL, LLC is an SEC-registered investment adviser in Traverse City, MI, registered since 2021. The firm manages $204 million in assets, with $203...

UP NORTH FINANCIAL, LLC

UP NORTH FINANCIAL, LLC is an SEC-registered investment adviser in Traverse City, MI, registered since 2021. The firm manages $204 million in assets, with $203 million on a discretionary basis. It has 4 employees and 2 investment advisers.

General information

Firm type

Single Family Office

Location

Region

North America

Country

United States

Frequently asked questions

What is the investment strategy of UP NORTH FINANCIAL, LLC?

The firm does not publicly disclose its investment strategy. Based on the structure of similar family offices, it likely allocates across public equities, fixed income, and alternative assets, but no specific mandates or sector focuses have been reported (per public record).

Who runs investment decisions at UP NORTH FINANCIAL, LLC?

No investment professionals are named in any public source. The firm is a limited liability company, but its managers or principals have not been identified (per public record).

Is UP NORTH FINANCIAL, LLC a single family office or multi-family office?

The firm's name and structure suggest a single-family office, given the use of 'LLC' and lack of any multi-family marketing. However, no official classification exists in public records (per public record).

Does UP NORTH FINANCIAL, LLC make direct investments or fund commitments?

There is no public evidence of direct investments or fund commitments. The firm's deal activity is not reported in any industry publications or databases (per public record).

Where is UP NORTH FINANCIAL, LLC headquartered?

The firm's headquarters city and state are not disclosed in any public record. Its name suggests an upper Midwest or northern US location, but this is speculative (per public record).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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