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Up North Financial
Up North Financial, LLC is a Northern Michigan-based financial services company featuring the flexability and accountability of a certified registered...
Overview
Up North Financial, LLC is a Northern Michigan-based financial services company featuring the flexability and accountability of a certified registered investment advisor.
General information
Firm type
RIA
Location
Region
North America
Country
United States
City
Traverse City
Corporate office
Traverse City, Michigan, United States
Principals
Mark D. Herman
Managing Member, Investment Manager
William Flynn
Investment Manager
Frequently asked questions
Who makes investment decisions at Up North Financial?
Mark D. Herman, CFP and Managing Member, is the primary investment manager. William Flynn assists with client relationships and market research (per the firm's website).
What is Up North Financial's investment philosophy?
The firm says it delivers quality performance through sound advice and treats each client as its only one. It customizes portfolios to individual financial plans (per the firm's website).
How does Up North Financial custody client assets?
All client assets are held in custody at Fidelity Investments or its affiliates, National Financial Services LLC and Fidelity Brokerage Services LLC (per the firm's website).
Where is Up North Financial located and does it have other offices?
The firm's only office is at 223 E State St, Suite 200, Traverse City, Michigan. No additional offices are listed (per the firm's website).
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