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UPSTATE FINANCIAL PLANNING, LLC

Upstate Financial Planning, LLC is a state-registered investment adviser with $12 million in regulatory assets under management. The firm manages $11 million...

UPSTATE FINANCIAL PLANNING, LLC

Upstate Financial Planning, LLC is a state-registered investment adviser with $12 million in regulatory assets under management. The firm manages $11 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Frequently asked questions

Who runs investment decisions at Upstate Financial Planning, LLC?

No named principals or investment professionals are publicly associated with the firm. Regulatory filings do not identify a CEO, CIO, or managing partner. The firm's decision-making structure is not disclosed.

What investment stages or asset classes does Upstate Financial Planning, LLC target?

No information about target asset classes, investment stages, or geographic focus is available in the public domain. The firm has not published a strategy document, fund offering, or deal list.

Does Upstate Financial Planning, LLC participate in direct deals or fund commitments?

There is no record of direct investments, co-investments, or fund commitments by the firm. Its investment activity, if any, has not been reported in any public source.

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