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UPSTATE FINANCIAL PLANNING, LLC
Upstate Financial Planning, LLC is an SEC-registered investment adviser with $12 million in regulatory assets under management. The firm manages $11 million on...
UPSTATE FINANCIAL PLANNING, LLC
Upstate Financial Planning, LLC is an SEC-registered investment adviser with $12 million in regulatory assets under management. The firm manages $11 million on a discretionary basis. It has 1 employee and 1 investment adviser.
General information
Firm type
Single Family Office
Frequently asked questions
Who runs investment decisions at Upstate Financial Planning, LLC?
No named principals or investment professionals are publicly associated with the firm. Regulatory filings do not identify a CEO, CIO, or managing partner. The firm's decision-making structure is not disclosed.
Is Upstate Financial Planning, LLC structured as a single family office or an independent RIA?
Public records are insufficient to classify the firm definitively. The LLC structure and the name 'Financial Planning' suggest a registered investment advisor that may serve a single family or a small group of clients, but no legal or regulatory filing confirms a family office designation.
What investment stages or asset classes does Upstate Financial Planning, LLC target?
No information about target asset classes, investment stages, or geographic focus is available in the public domain. The firm has not published a strategy document, fund offering, or deal list.
Does Upstate Financial Planning, LLC participate in direct deals or fund commitments?
There is no record of direct investments, co-investments, or fund commitments by the firm. Its investment activity, if any, has not been reported in any public source.
How can allocators or GPs evaluate Upstate Financial Planning, LLC for partnership?
Without disclosed AUM, team composition, or track record, due diligence cannot proceed on the basis of public information. The firm has no verifiable history or market presence that would support an allocator or GP evaluation.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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