RIA · CRD 334439SEC-Registered

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Warren Financial

Warren Financial, LLC is an SEC-registered investment adviser in Bangor, ME. The firm manages $28 million in assets, $25 million on a discretionary basis.

Warren Financial

Warren Financial, LLC is an SEC-registered investment adviser in Bangor, ME. The firm manages $28 million in assets, $25 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

1994

Location

Region

North America

Country

United States

City

Bangor

Corporate office

West Palm Beach, FL, United States

Principals

Sheldon E. Warren

Managing Principal

Sector focus

Real EstatePrivate EquityVenture Capital

Frequently asked questions

Who runs investment decisions at Warren Financial?

Sheldon E. Warren serves as Managing Principal and oversees all investment activity. The firm does not publicly disclose a broader investment committee or additional professionals.

How does Warren Financial deploy capital?

The firm invests directly across real estate, private equity, and venture capital. There is no public evidence of fund commitments or commingled vehicles—it appears to operate on a direct-deployment model.

What investment stages does Warren Financial typically target?

Public records do not specify stage preference. Based on its sector tags—real estate, private equity, venture capital—it likely spans early-stage venture through mature private equity and property assets.

Does Warren Financial maintain philanthropic structures?

No philanthropic entities or foundations are publicly linked to the firm. Its charitable activity, if any, is not disclosed.

Where does the underlying wealth come from?

The origin of the capital managed by Warren Financial is not publicly disclosed. The firm does not reveal a family or institutional source.

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