RIA · CRD 147138SEC-Registered

Updated:

West Financial Planning

WEST FINANCIAL PLANNING is an SEC-registered investment adviser. The firm manages approximately $5 million in regulatory assets. It has 1 employee and 1...

West Financial Planning

WEST FINANCIAL PLANNING is an SEC-registered investment adviser. The firm manages approximately $5 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

Financial Services

Frequently asked questions

What services does West Financial Planning offer?

West Financial Planning provides financial planning and wealth management services, including retirement planning, investment management, tax planning, and estate planning. As an RIA, it delivers these services under a fiduciary standard.

Is West Financial Planning a fiduciary?

Yes. As a registered investment advisor (RIA), West Financial Planning is legally required to act as a fiduciary, meaning it must prioritize client interests over its own when providing investment advice.

What types of clients does West Financial Planning serve?

The firm primarily serves individuals and families seeking comprehensive financial planning and wealth management. Its client base likely includes high-net-worth individuals, though exact client segmentation is not publicly disclosed.

Does West Financial Planning manage its own investment funds?

There is no public evidence that West Financial Planning manages pooled investment vehicles or proprietary funds. It likely constructs customized portfolios for individual client accounts rather than offering commingled funds.

How does West Financial Planning charge for its services?

Registered investment advisors typically charge a percentage of assets under management (AUM) as an annual fee, though West Financial Planning's specific fee schedule is not available. Some RIAs also offer flat-fee or hourly billing for financial planning-only engagements.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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