Updated:
Westminster Financial Advisory
Westminster Financial is a privately owned, multi-generational financial servicing company and one-stop shop with three wholly-owned subsidiaries covering...
Westminster Financial Advisory
Westminster Financial is a privately owned, multi-generational financial servicing company and one-stop shop with three wholly-owned subsidiaries covering investment management, broker-dealer services, and insurance products. With decades of experience, the firm provides financial planning, retirement strategies, asset management, tax consulting, estate planning, and insurance. It combines the tools of an institutional broker-dealer with the personal attention of a Midwest investment firm.
General information
Firm type
Bank / Wealth / Trust
Year founded
1987
Location
Region
North America
Country
United States
City
Beavercreek
Corporate office
Beavercreek, OH, United States
Principals
L. Miles Brazie
Chairman of the Board/Chief Executive Officer Westminster Financial Companies, Inc.
Kirk W. Stager
President/Chief Executive Officer Westminster Financial Securities, Inc.
Angela C. Sweeney
Chief Financial Officer
Jessica M. Trunck
Chief Compliance Officer
Morgan P. Brazie
President, Westminster Financial Advisory Corp.
Stuart C. Brazie
Managing Executive
Kyle Cook
Certified Public Accountant
Tom F. LaBrie
Managing Director of Branch Development
Moustapha Mounah
Director of Research
Michael W. Suhay
Managing Director of Portfolio Management
Steven J. Sipniewski
Managing Director of Portfolio Management
Ryan D. Rabold
Managing Director of Portfolio Management
Larry E. Shull
Sr. Relationship Manager of Portfolio Management
E. Reed Laughlin
Jr., Managing Director of Investment Management
Collin W. Brazie
Relationship Manager
Grant Francis
Relationship Manager
Niket Patel
Client Relationship Services Manager
Alexandra Brazie
Senior Relationship Manager
Chintak Patel
Account Manager
Matt Silcox
Account Manager
Michael Mahan
Account Manger
Mitchell Noufer
Account Manger
Damyon Juntunen
Account Manager
Dalton Gaskins
Account Manager
Lisa Resh
Lead Accountant
Frequently asked questions
Is Westminster Financial Advisory a broker-dealer or a fiduciary RIA?
The firm operates as a registered investment adviser and asserts fiduciary status in its regulatory filings, meaning it is legally obligated to act in the best interest of its advisory clients. This distinguishes it from broker-dealer models where suitability standards apply. Client accounts are custodied at independent third-party institutions, a standard structural separation in the RIA channel.
What is Westminster Financial Advisory's investment approach?
The firm constructs diversified portfolios for individual clients using mutual funds, exchange-traded funds, and individual securities. Asset allocation spans domestic and international equities, fixed income instruments, and cash equivalents, structured primarily through separately managed accounts. Its Form ADV filings indicate asset-based fee billing without performance-fee arrangements.
How does Westminster Financial Advisory custody client assets?
The firm does not self-custody. Independent third-party custodians hold client assets, a standard structural arrangement for SEC-registered investment advisers that insulates advisory from custody functions. Specific custodian relationships are not publicly itemized in current available filings.
Does Westminster Financial Advisory have any known institutional or family-office vehicles?
No institutional commingled funds, family-office structures, or alternative investment vehicles are disclosed in available public records. The firm's Form ADV filings reflect a standard retail advisory practice model without private fund exemptions or pooled investment vehicles.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: