Multi-Family OfficeRIA · CRD 172147SEC-Registered

Updated:

Arrowstone Wealth, LLC

Arrowstone Wealth, LLC is a Birmingham, Alabama-based RIA and multi-family office serving HNW families with financial planning and asset management.

Arrowstone Wealth, LLC

ARROWSTONE WEALTH, LLC is an SEC-registered investment adviser in MALAGA, WA. The firm manages $53 million in assets, $48 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Malaga

Corporate office

Birmingham, AL, United States

Sector focus

Wealth ManagementFinancial PlanningEstate Planning

Frequently asked questions

Who makes investment decisions at Arrowstone Wealth?

Public records do not name the principals or investment committee members at Arrowstone Wealth, LLC. The firm is registered as an RIA with the SEC, which requires a chief compliance officer and oversight structure, but individual names are not disclosed in the firm's public marketing.

How does Arrowstone Wealth generate investment ideas?

Arrowstone Wealth, as an independent RIA, likely relies on third-party research, fund managers, and internal analysis for investment recommendations, but no specific sourcing process is publicly available. The firm's website does not describe a proprietary deal origination model.

Is Arrowstone Wealth structured as a single-family office or multi-family office?

Arrowstone Wealth operates as a multi-family office and registered investment advisor, serving multiple families and institutional clients rather than a single wealth source. This structure is disclosed in its SEC ADV filings and state registrations.

Does Arrowstone Wealth invest in private markets directly?

The firm may allocate to alternative assets for client portfolios, but direct private-market deal-making is not a publicly stated focus. Public filings classify the firm as a wealth manager, not a direct private equity investor.

What is the minimum asset level for clients at Arrowstone Wealth?

Arrowstone Wealth does not publicly disclose an account minimum. Many RIAs of its size and regional focus serve clients with AUM ranging from $1 million to $10 million, but this is an inference without official confirmation.

Has Arrowstone Wealth disclosed any regulatory or legal actions?

As of public SEC and state regulatory data, Arrowstone Wealth, LLC has no reported disciplinary history or regulatory actions. The firm's ADV filings report a clean compliance record.

How does Arrowstone Wealth manage conflicts of interest?

As an RIA, Arrowstone Wealth is bound by federal fiduciary duty, meaning it must act in clients' best interests and disclose potential conflicts. The firm states on its website a commitment to fee transparency and independence from proprietary product sales.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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