Updated:Jun 3, 2026

Ashton Thomas Securities

ASHTON THOMAS SECURITIES, LLC is an SEC-registered investment adviser in ROCHESTER, NY, registered since 2008. The firm manages $1.9 billion in assets, with...

Ashton Thomas Securities

ASHTON THOMAS SECURITIES, LLC is an SEC-registered investment adviser in ROCHESTER, NY, registered since 2008. The firm manages $1.9 billion in assets, with $1.8 billion on a discretionary basis. It has 46 employees and 26 investment advisers.

Website

ashtonthomassecurities.com

General information

Firm type

RIA

Location

Region

North America

What services does Ashton Thomas Securities offer?

Ashton Thomas Securities operates as a registered investment advisor and broker-dealer, providing advisory and securities services to clients. Specific service lines such as financial planning, portfolio management, or retirement planning are not detailed in public records.

Is Ashton Thomas Securities a family office?

Public information does not classify Ashton Thomas Securities as a family office. It is registered as an RIA and broker-dealer, typical of a wealth management or advisory firm rather than a dedicated family office structure.

Where is Ashton Thomas Securities headquartered?

The firm's headquarters address is not publicly listed in available sources. It operates within the United States.

Who leads investment decisions at Ashton Thomas Securities?

Neither the firm's website nor public filings reveal named principals or investment decision-makers. The leadership team remains undisclosed in open records.

What is Ashton Thomas Securities' AUM?

Ashton Thomas Securities has not publicly disclosed its assets under management. No regulatory filings or press announcements provide an AUM figure.

Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: Jun 3, 2026. Continuous refresh with full update cycles at least every 30 days.