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Ashton Thomas Securities
ASHTON THOMAS SECURITIES, LLC is an SEC-registered investment adviser in ROCHESTER, NY, registered since 2008. The firm manages $1.9 billion in assets, with...
Overview
ASHTON THOMAS SECURITIES, LLC is an SEC-registered investment adviser in ROCHESTER, NY, registered since 2008. The firm manages $1.9 billion in assets, with $1.8 billion on a discretionary basis. It has 46 employees and 26 investment advisers.
General information
Firm type
RIA
Location
Region
North America
Frequently asked questions
What services does Ashton Thomas Securities offer?
Ashton Thomas Securities operates as a registered investment advisor and broker-dealer, providing advisory and securities services to clients. Specific service lines such as financial planning, portfolio management, or retirement planning are not detailed in public records.
Where is Ashton Thomas Securities headquartered?
The firm's headquarters address is not publicly listed in available sources. It operates within the United States.
Who leads investment decisions at Ashton Thomas Securities?
Neither the firm's website nor public filings reveal named principals or investment decision-makers. The leadership team remains undisclosed in open records.
What is Ashton Thomas Securities' AUM?
Ashton Thomas Securities has not publicly disclosed its assets under management. No regulatory filings or press announcements provide an AUM figure.
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