Baucom Wealth Management

Baucom is structured as a multi-family office and registered investment advisor. Its ADV filings historically show it serves a limited number of wealthy families on a fee-only basis, meaning it aggregates assets for investment management rather than dedicating itself to a single patriarch's balance sheet.

Baucom sources securities and fund products through the Charles Schwab custodial and trading platform. The firm constructs portfolios using individual equities, bonds, ETFs, and mutual funds, and for qualified clients may offer access to alternative products such as non-traded REITs. The firm is not known to solicit or underwrite direct private company deals.

No. The firm's disclosed model is that of a portfolio allocator, not a principal investor. Baucom does not publicly claim to lead venture rounds, acquire real estate directly, or operate a balance-sheet private equity strategy. Its alternative exposure is achieved through packaged products sourced externally.

Key personnel are not publicly profiled at a level that reveals a distinct CIO or named investment committee structure. The firm operates with a small team of advisors, and investment decisions are typically made by individual advisors applying the firm's centralized model portfolios to client accounts, with oversight from compliance and management.

The firm primarily allocates to direct securities and packaged products on a discretionary basis. It does not appear as a known limited partner in disclosed venture capital or private equity fund closes, suggesting its alternative fund commitment activity, if any, is small and not a core part of its publicly known strategy.