Bauman Wealth Advisors

The specific names of the principals or investment committee members at Bauman Wealth Advisors are not publicly disclosed in any SEC Form ADV or on the firm's website. The firm's ADV indicates it is a limited liability company, but individual directors or executives are not named in the public record.

Bauman Wealth Advisors constructs client portfolios using a mix of mutual funds, exchange-traded funds, separate accounts, and direct securities. The firm also allocates to alternative investments including private placements and hedge funds, as reported in its Form ADV (per SEC, 2024).

Yes. As an SEC-registered investment advisor, Bauman Wealth Advisors is subject to the Investment Advisers Act of 1940 and must act as a fiduciary, placing client interests above its own. This includes disclosure of conflicts of interest and a duty of loyalty (per SEC regulatory framework).

The firm does not publicly disclose a specific minimum account size. However, its client base is described as high-net-worth individuals and institutional investors, suggesting a six- or seven-figure minimum is typical for comparable RIAs.

The firm does not publicly state any explicit exclusions. Its Form ADV indicates broad investment authority across securities types, suggesting no rigid sector or asset-class avoidance unless dictated by a client's investment policy statement.

Bauman Wealth Advisors does not appear to operate a proprietary deal sourcing network. It relies on third-party fund managers and publicly traded securities for client portfolios, as no direct investment or co-investment activity is noted in public filings.

No publicly available records link Bauman Wealth Advisors to any other advisory firms, broker-dealers, or family offices. It appears as a standalone RIA with no disclosed ownership by a larger holding company or bank.