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Bauman Wealth Advisors
BAUMAN WEALTH ADVISORS is an SEC-registered investment adviser in LAS VEGAS, NV, registered since 2024. The firm manages approximately $206 million in...
Bauman Wealth Advisors
BAUMAN WEALTH ADVISORS is an SEC-registered investment adviser in LAS VEGAS, NV, registered since 2024. The firm manages approximately $206 million in regulatory assets. It employs 19 staff and 8 investment advisers.
General information
Firm type
RIA
Frequently asked questions
What investment vehicles does Bauman Wealth Advisors use?
Bauman Wealth Advisors constructs client portfolios using a mix of mutual funds, exchange-traded funds, separate accounts, and direct securities. The firm also allocates to alternative investments including private placements and hedge funds, as reported in its Form ADV (per SEC, 2024).
Is Bauman Wealth Advisors a fiduciary?
Yes. As an SEC-registered investment advisor, Bauman Wealth Advisors is subject to the Investment Advisers Act of 1940 and must act as a fiduciary, placing client interests above its own. This includes disclosure of conflicts of interest and a duty of loyalty (per SEC regulatory framework).
How does Bauman Wealth Advisors source proprietary deal flow?
Bauman Wealth Advisors does not appear to operate a proprietary deal sourcing network. It relies on third-party fund managers and publicly traded securities for client portfolios, as no direct investment or co-investment activity is noted in public filings.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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