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Bauman Wealth Advisors
Bauman Wealth Advisors is an RIA providing portfolio management and financial planning to high-net-worth individuals and institutions.
Bauman Wealth Advisors
Bauman Wealth Advisors is a registered investment advisor (RIA) that delivers discretionary and non-discretionary portfolio management alongside financial planning services. The firm serves high-net-worth individuals, pension plans, and charitable organizations, tailoring strategies to each client's risk tolerance and long-term objectives. The firm's investment strategy incorporates a mix of asset classes including global equities, fixed income, real assets, and alternative investments such as private placements and hedge funds. Bauman Wealth Advisors uses a top-down macroeconomic framework to inform asset allocation decisions. Confirmed portfolio holdings are not publicly disclosed in detail, but the firm's regulatory filings indicate exposure to mutual funds and exchange-traded funds across US and international markets (per SEC Form ADV, 2024). Geographically, the firm invests in North American markets with selective international exposure. Bauman Wealth Advisors' team size and total client assets under management are not publicly disclosed in any current regulatory filing or marketing material. The firm operates from a single office location, with no additional branches noted on SEC records. No philanthropic foundations or adjacent investment vehicles have been publicly associated with the firm. The firm differentiates itself through a fiduciary structure as an RIA, which legally obligates it to act in clients' best interests. Bauman Wealth Advisors' ownership and succession plan remain private, with no public information on whether it is independently managed or part of a larger financial holding company.
General information
Firm type
RIA
Year founded
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AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Who leads investment decisions at Bauman Wealth Advisors?
The specific names of the principals or investment committee members at Bauman Wealth Advisors are not publicly disclosed in any SEC Form ADV or on the firm's website. The firm's ADV indicates it is a limited liability company, but individual directors or executives are not named in the public record.
What investment vehicles does Bauman Wealth Advisors use?
Bauman Wealth Advisors constructs client portfolios using a mix of mutual funds, exchange-traded funds, separate accounts, and direct securities. The firm also allocates to alternative investments including private placements and hedge funds, as reported in its Form ADV (per SEC, 2024).
Is Bauman Wealth Advisors a fiduciary?
Yes. As an SEC-registered investment advisor, Bauman Wealth Advisors is subject to the Investment Advisers Act of 1940 and must act as a fiduciary, placing client interests above its own. This includes disclosure of conflicts of interest and a duty of loyalty (per SEC regulatory framework).
Does Bauman Wealth Advisors have a minimum investment threshold?
The firm does not publicly disclose a specific minimum account size. However, its client base is described as high-net-worth individuals and institutional investors, suggesting a six- or seven-figure minimum is typical for comparable RIAs.
What asset classes does Bauman Wealth Advisors avoid?
The firm does not publicly state any explicit exclusions. Its Form ADV indicates broad investment authority across securities types, suggesting no rigid sector or asset-class avoidance unless dictated by a client's investment policy statement.
How does Bauman Wealth Advisors source proprietary deal flow?
Bauman Wealth Advisors does not appear to operate a proprietary deal sourcing network. It relies on third-party fund managers and publicly traded securities for client portfolios, as no direct investment or co-investment activity is noted in public filings.
Is Bauman Wealth Advisors related to any other financial entities?
No publicly available records link Bauman Wealth Advisors to any other advisory firms, broker-dealers, or family offices. It appears as a standalone RIA with no disclosed ownership by a larger holding company or bank.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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