Asset Manager

Updated:

Capricorn Holdings

Capricorn Holdings is an SEC-registered investment adviser in New York, NY, registered since 2008. The firm manages $18.9 billion in assets, with $13.8 billion...

Capricorn Holdings logo

Capricorn Holdings

Capricorn Holdings is an SEC-registered investment adviser in New York, NY, registered since 2008. The firm manages $18.9 billion in assets, with $13.8 billion on a discretionary basis. It has 46 employees and 16 investment advisers.

General information

Firm type

Generalist

Year founded

1987

Location

Region

North America

Country

United States

City

New York

Corporate office

Greenwich, CT, United States

Frequently asked questions

What investment strategies does Capricorn Holdings pursue?

Capricorn Holdings operates across buyouts, early-stage venture, growth equity, recapitalizations, restructurings, and corporate spin-offs, per public record. The firm does not appear constrained by stage or sector, functioning as a generalist investor with the flexibility to deploy across the capital structure.

Does Capricorn Holdings manage outside capital or function as a family office?

The firm is classified as an asset manager, not a family office, which suggests it manages outside capital. However, available public records do not confirm whether it operates registered funds, managed accounts, or a permanent capital vehicle, and the identity of its limited partners has not been disclosed.

Who makes investment decisions at Capricorn Holdings?

No principals are publicly named in connection with Capricorn Holdings. The firm's investment leadership has not been disclosed through its website, LinkedIn, or public filings, which is uncommon for an asset manager and suggests a deliberately low profile.

What is Capricorn Holdings' known posture on co-investments?

There is no public record of Capricorn Holdings participating in co-investments alongside external general partners, nor any disclosure of syndication partners. The firm's strategy description — spanning buyouts to spin-offs — implies it can act as a lead or sole investor when the situation requires.

How does Capricorn Holdings source its deals?

Deal sourcing methods are not publicly detailed. Given the firm's Greenwich location and multi-strategy mandate, flow likely originates from principal networks, intermediary relationships, and corporate contacts relevant to spin-offs and restructuring situations. No proprietary sourcing platform or club structure has been disclosed.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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