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Centaurus Financial
Centaurus Financial, Inc. is an SEC-registered investment adviser in Anaheim, CA, registered since 1999. The firm manages $7.3 billion in assets, $2.4...
Overview
Centaurus Financial, Inc. is an SEC-registered investment adviser in Anaheim, CA, registered since 1999. The firm manages $7.3 billion in assets, $2.4 billion on a discretionary basis. It has 571 employees and 375 investment advisers.
General information
Firm type
RIA
Location
Region
North America
Country
United States
City
Anaheim
Corporate office
Anaheim, CA, United States
Frequently asked questions
What regulatory bodies oversee Centaurus Financial?
Centaurus Financial is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and RIA, and it is a member of the Financial Industry Regulatory Authority (FINRA). Its advisory activities are subject to state-level securities regulations where its advisors operate.
Does Centaurus Financial make direct investments or allocate capital to external funds?
No. Centaurus Financial does not deploy capital from its own balance sheet into investments. The firm's revenue model is based on commissions and advisory fees generated by its network of independent advisors who serve retail clients. Investment decisions are made by the individual advisors, not by the firm.
What is the ownership structure of Centaurus Financial?
Centaurus Financial is a privately held corporation, but the identities of its owners or board members are not disclosed in public records. The firm does not publish an ownership breakdown, and no principal names are associated with the entity in regulatory filings or media coverage.
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