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Daly Investment Management
Daly Investment Management, LLC is an SEC-registered investment adviser in Mount Prospect, IL. The firm manages approximately $124 million in assets.
Daly Investment Management
Daly Investment Management, LLC is an SEC-registered investment adviser in Mount Prospect, IL. The firm manages approximately $124 million in assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Asset Manager
Year founded
1997
Location
Region
North America
Country
United States
City
Mount Prospect
Corporate office
Conshohocken, PA, United States
Principals
John P. Daly
Founder, CEO & Chief Investment Officer
Matthew J. Daly
President & Portfolio Manager
Sector focus
Frequently asked questions
Does the firm recommend proprietary products or earn commissions?
No. Daly Investment Management operates solely as a fee-only registered investment advisor (RIA), which legally obligates it to a fiduciary standard. The firm does not sell commissioned products, does not operate as a broker-dealer, and constructs portfolios using individual securities. This eliminates the conflict of interest inherent in hybrid RIA/broker-dealer platforms.
What is the firm's succession plan?
The firm has a built-in succession structure through the father-son partnership between John and Matthew Daly. Matthew's role as President formalizes his position as the eventual successor, providing continuity for multi-generational client relationships. This internal transition plan reduces the risk of a disruptive sale to an outside aggregator.
Where does the firm's client base concentrate geographically?
The firm is headquartered in Conshohocken, Pennsylvania, and serves clients centered in the Greater Philadelphia region, including the Pennsylvania and New Jersey suburbs. Its single-office structure reflects a deliberate focus on deep local relationships rather than national-scale marketing, and its municipal-bond expertise aligns with the tax sensitivities of Pennsylvania residents.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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