Multi-Family OfficeRIA · CRD 337478SEC-Registered

Updated:

Ember Wealth Concepts & Financial Planning

Ember Wealth Concepts & Financial Planning is a New York-based RIA founded in 2018 by Jake Vogler and Michael T.

Ember Wealth Concepts & Financial Planning

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING is an SEC-registered investment adviser. The firm manages approximately $41 million in regulatory assets. It has 2 employees and 1 investment adviser.

General information

Firm type

Multi Family Office

Year founded

2018

AUM

$100M - $500M (Altss estimate)

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Principals

Jake Vogler

Founder & CEO

Michael T. Miller

Partner & Chief Investment Officer

Sector focus

Financial ServicesWealth ManagementRetirement Planning

Frequently asked questions

Who makes the investment decisions at Ember Wealth Concepts & Financial Planning?

Investment decisions are led by Michael T. Miller, who serves as Partner and Chief Investment Officer. Miller and his team conduct manager selection and asset allocation in coordination with client financial plans.

Is Ember a fiduciary under the Investment Advisers Act of 1940?

Yes, Ember is registered as an investment adviser with the SEC, which requires the firm to act as a fiduciary. Its advisory agreements explicitly state this duty.

What minimum account size does Ember require?

The firm does not publicly disclose a minimum account size. Most RIAs of this size set a $250,000 to $1 million minimum for new clients.

Does Ember offer direct private equity or venture capital investments?

No. Ember's investment platform focuses on publicly traded securities and alternative asset classes like real estate and private credit through pooled vehicles, not direct private company investments.

What are Ember's disclosed fees?

Ember charges a percentage of assets under management, with fees varying by client. The firm's Form ADV states a fee schedule in line with industry standards for RIAs.

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