Multi-Family OfficeRIA · CRD 335240SEC-Registered

Updated:

Empire State Wealth Advisors

Empire State Wealth Advisors Inc.: a New York-based RIA and multi-family office serving wealthy families with investment management and planning.

Empire State Wealth Advisors

Empire State Wealth Advisors Inc. is an SEC-registered investment advisor classified as a multi-family office. The firm's founding year and founding principal are not publicly disclosed in available sources. Its name references New York State, suggesting a Northeast geographic concentration for its client base. The firm's investment strategy centers on asset allocation among public equities, fixed income, and alternative investments, consistent with standard RIA practices for high-net-worth families. No specific portfolio companies, direct co-investments, or named deals are identifiable from public records. The geographic footprint is primarily United States, with an emphasis on New York and possibly the broader Northeast region. Team size and professional headcount are not publicly documented. The firm maintains no known additional offices beyond a likely primary location in New York. No philanthropic arms or adjacent operating vehicles have been identified. Empire State Wealth Advisors distinguishes itself structurally as an independent RIA, not an institutional asset manager or a single-family office. It operates under fiduciary duty to its clients but does not appear to manage its own proprietary capital. The lack of a named principal or public deal record limits visibility into its operational differentiators.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

United States

Frequently asked questions

What services does Empire State Wealth Advisors provide?

Empire State Wealth Advisors offers investment management, financial planning, and wealth advisory services to high-net-worth individuals and families. As an SEC-registered RIA, it operates under a fiduciary standard (per SEC public records).

Is Empire State Wealth Advisors a single-family office or multi-family office?

The firm appears structured as a multi-family office, serving multiple unrelated wealthy families. Its RIA registration and lack of a disclosed single-backer name point to this model (per SEC public records).

What is the firm's known asset allocation approach?

Publicly available filings indicate the firm manages assets across public equities, fixed income, and alternatives. No specific target allocations or proprietary strategy details are available.

Does Empire State Wealth Advisors make direct investments?

No public records show direct investments in private companies, real estate, or funds. The firm appears to focus on conventional portfolio management via third-party managers and securities.

Who founded Empire State Wealth Advisors?

The firm's founder is not identified in public sources. No principal name appears on SEC filings or professional profiles, making the founding history opaque.

What is the firm's AUM?

Empire State Wealth Advisors has not publicly disclosed its AUM. SEC filings may contain regulatory data but no specific figure is available in public sources.

How does this firm differ from a single-family office?

As a multi-family office RIA, it serves multiple clients under a common platform, unlike a single-family office that manages one family's capital. This structure creates distinct regulatory and fee obligations.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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