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Evolution Wealth Management
Evolution Wealth Management Inc. is an SEC-registered investment adviser in Fort Myers, FL, registered since 2025. The firm manages approximately $172...
Overview
Evolution Wealth Management Inc. is an SEC-registered investment adviser in Fort Myers, FL, registered since 2025. The firm manages approximately $172 million in assets. It has 7 employees and 4 investment advisers.
General information
Firm type
Multi Family Office
Year founded
2012
Location
Region
North America
Country
United States
City
Fort Myers
Corporate office
Los Gatos, CA, United States
Principals
Dan Casey
Founder & Chief Investment Officer
Lynn Casey
Chief Compliance Officer
Sector focus
Frequently asked questions
Who runs investment and compliance oversight at Evolution Wealth Management?
Dan Casey is the Founder and Chief Investment Officer, responsible for portfolio strategy and client investment decisions. Lynn Casey serves as Chief Compliance Officer, overseeing the firm's regulatory posture and adherence to its fiduciary duty. The firm operates from Los Gatos and lists both Caseys on its Form ADV filing.
What is the firm's core competency beyond standard wealth management?
Evolution Wealth Management focuses on concentrated equity exit planning — managing single-stock positions held by tech executives and founders. The firm uses covered calls, exchange funds, and structured sale programs to diversify positions without triggering immediate full liquidation. This is a narrow specialization that sits above generalist investment management.
Is Evolution Wealth Management a standalone RIA or part of a larger structure?
The firm operates as a subsidiary of a larger CPA firm, making it an investment-management arm nested inside an accounting practice. This hybrid architecture allows tax planning and portfolio management to happen in one house, a structural difference from independent advisors who refer tax work out.
Does the firm sponsor any in-house private funds or pooled vehicles?
No. Evolution Wealth Management's regulatory filing states it does not sponsor any private funds or pooled investment vehicles. The practice is limited to separately managed accounts and wealth planning for individual and high-net-worth clients.
What is the firm's fee model?
Evolution Wealth Management operates as a fee-only fiduciary, charging based on a percentage of assets under management. The firm does not collect commissions or referral fees, which is standard for compensation-advice-centric RIAs serving concentrated-equity clients.
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