Multi-Family OfficeRIA · CRD 307644SEC-Registered

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Evolution Wealth Management

Dan Casey's Los Gatos RIA, Evolution Wealth Management, structures equity-compensation exits for Silicon Valley founders.

Evolution Wealth Management

Evolution Wealth Management Inc. is an SEC-registered investment adviser in Fort Myers, FL, registered since 2025. The firm manages approximately $172 million in assets. It has 7 employees and 4 investment advisers.

General information

Firm type

Multi Family Office

Year founded

2012

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Fort Myers

Corporate office

Los Gatos, CA, United States

Principals

Dan Casey

Founder & Chief Investment Officer

Lynn Casey

Chief Compliance Officer

Sector focus

Wealth ManagementFinancial PlanningTax Planning

Frequently asked questions

Who runs investment and compliance oversight at Evolution Wealth Management?

Dan Casey is the Founder and Chief Investment Officer, responsible for portfolio strategy and client investment decisions. Lynn Casey serves as Chief Compliance Officer, overseeing the firm's regulatory posture and adherence to its fiduciary duty. The firm operates from Los Gatos and lists both Caseys on its Form ADV filing.

What is the firm's core competency beyond standard wealth management?

Evolution Wealth Management focuses on concentrated equity exit planning — managing single-stock positions held by tech executives and founders. The firm uses covered calls, exchange funds, and structured sale programs to diversify positions without triggering immediate full liquidation. This is a narrow specialization that sits above generalist investment management.

Is Evolution Wealth Management a standalone RIA or part of a larger structure?

The firm operates as a subsidiary of a larger CPA firm, making it an investment-management arm nested inside an accounting practice. This hybrid architecture allows tax planning and portfolio management to happen in one house, a structural difference from independent advisors who refer tax work out.

Does the firm sponsor any in-house private funds or pooled vehicles?

No. Evolution Wealth Management's regulatory filing states it does not sponsor any private funds or pooled investment vehicles. The practice is limited to separately managed accounts and wealth planning for individual and high-net-worth clients.

What is the firm's fee model?

Evolution Wealth Management operates as a fee-only fiduciary, charging based on a percentage of assets under management. The firm does not collect commissions or referral fees, which is standard for compensation-advice-centric RIAs serving concentrated-equity clients.

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