Feltz WealthPLAN

Feltz WealthPLAN operates under the Raymond James Financial Services independent contractor platform. Client brokerage accounts are custodied with Raymond James & Associates, and investment-advisory services are offered through Raymond James Financial Services Advisors, Inc. This affiliation supplies trade execution, back-office processing, and the regulatory compliance framework required by FINRA and the SEC.

No. The firm does not sponsor or manage proprietary pooled vehicles, hedge funds, private equity funds, or direct-investment programs. Client portfolios are built using mutual funds, ETFs, individually managed accounts, variable annuities, and other securities available through the Raymond James platform. The practice functions as a distribution point for third-party asset-management products and insurance contracts, rather than as an asset manager running in-house strategies.

Feltz WealthPLAN's advisors are registered representatives of Raymond James Financial Services, holding FINRA Series 7 and Series 66 licenses under Nebraska and multistate registrations. For insurance business, the advisors carry Nebraska resident producer licenses covering life, health, and variable annuity lines. Because the firm is not an SEC-registered investment adviser but rather an office of supervisory jurisdiction within a broker-dealer framework, all investment-advisory services are delivered through Raymond James Financial Services Advisors, Inc., a registered investment adviser.

The practice serves a local client base concentrated in Omaha and surrounding communities in eastern Nebraska and western Iowa. Remote service may be available for existing clients who relocate, but the firm does not maintain additional physical offices or regional coverage strategies outside the home Omaha location.

Feltz WealthPLAN's affiliation with Raymond James makes certain alternative-investment products accessible — including non-traded REITs, interval funds, and structured notes — though these are used selectively based on individual client suitability. The practice does not have a dedicated institutional alternatives team and is not known to construct hedge-fund-of-funds or private capital feeder portfolios for clients. Alternative exposures are typically limited to publicly registered products approved by the Raymond James platform.

Feltz WealthPLAN operates as an independent contractor office within the Raymond James branch network. The practice is owned by its principal advisors, who hold the relationship with Raymond James as registered representatives. Governance, supervisory reviews, and compliance oversight are conducted by Raymond James regional management, while day-to-day practice operations, client-service workflows, and staffing decisions are managed locally by the principal owners.

The firm follows a financial-planning-led engagement model in which prospective clients receive a comprehensive needs analysis covering retirement readiness, tax-efficient distribution sequencing, insurance-gap identification, and estate-transfer priorities. Implementation is fee-based for advisory accounts and commission-based for brokerage and insurance transactions. Ongoing service typically includes semi-annual portfolio reviews and rebalancing aligned to documented household goals.