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Bank / Wealth / TrustRIA · CRD 114951SEC-Registered

Updated:

Fien Capital Management

Fien Capital Management is an SEC-registered investment adviser in Rochester, NY, since 2001. It manages approximately $138 million in assets.

Overview

Fien Capital Management is an SEC-registered investment adviser in Rochester, NY, since 2001. It manages approximately $138 million in assets. The firm has 2 employees and 2 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2001

Location

Region

North America

Country

United States

City

Rochester

Corporate office

Rochester, United States

Frequently asked questions

Is Fien Capital Management a fiduciary?

Yes. As a registered investment advisor (RIA), Fien Capital Management operates under a fiduciary standard, which legally requires the firm to put client interests ahead of its own. This differs from broker-dealers, who operate under a suitability standard. The firm's own language and industry categorization confirm this fiduciary-only posture.

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