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Financial Strategies Wealth Management LLC
FINANCIAL STRATEGIES WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in MONTROSE, AL. The firm manages approximately $24 million in regulatory...
Financial Strategies Wealth Management LLC
FINANCIAL STRATEGIES WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in MONTROSE, AL. The firm manages approximately $24 million in regulatory assets. It has 2 employees and 2 investment advisers.
General information
Firm type
Multi Family Office
Year founded
1995
Location
Region
North America
Country
United States
City
Montrose
Corporate office
Cincinnati, OH, United States
Principals
Michael G. Schroeder
President and Chief Investment Officer
John J. Miller
Senior Vice President, Director of Operations
Sector focus
Frequently asked questions
Who runs investment decisions at Financial Strategies Wealth Management?
Michael G. Schroeder serves as president and chief investment officer, overseeing all investment strategy and portfolio construction. The firm's ADV indicates he has controlled investment direction since founding in 1995.
How does Financial Strategies source its investment products?
The firm primarily uses third-party mutual funds, ETFs, and separate account managers. It does not run its own direct company-building or venture-style deal flow.
Is Financial Strategies a single family office or multi-family office?
It operates as a multi-family office and registered investment advisor serving multiple unrelated families. The firm's ADV suggests it has dozens of clients, not one dominant family.
Does the firm participate in direct private investments?
Yes but only through pooled vehicles like limited partnerships in real estate or private credit. Direct co-investments alongside GPs are not typical for the firm.
What sectors or asset classes does the firm avoid?
Public filings show no explicit exclusions, but the firm's ADV lists liquidity-focused strategies heaviest in publicly traded securities. High-volatility single-name crypto or penny stocks are likely avoided given fiduciary obligations.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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