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First Western Securities, Inc.
First Western Securities, Inc. is a multi-family office that delivers wealth management services to high-net-worth individuals.
First Western Securities, Inc.
First Western Securities, Inc. is a multi-family office that delivers wealth management services to high-net-worth individuals. The firm’s structure is built around a separation of advisory and custody functions, which reduces potential conflicts of interest. It provides both discretionary and non-discretionary portfolio management, drawing on a range of asset classes including equities, fixed income, and alternatives. The firm typically constructs customized portfolios tailored to client-specific objectives and risk profiles. First Western Securities does not publicly disclose a list of portfolio companies or specific co-investment partners. Its geographic footprint appears to be U.S.-focused, though no specific regional concentrations are publicly documented. Team size and specific professional names are not disclosed in public filings or firm communications. No additional offices beyond the home base have been confirmed. No philanthropic vehicles or operating companies are publicly linked to the firm. A structural differentiator for First Western Securities is its self-described tripartite alignment of interests among advisor, custodian, and client — designed to reduce conflicts common in vertically integrated wealth managers. This model is relatively rare among multi-family offices.
General information
Firm type
Multi Family Office
Year founded
—
AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
How does First Western Securities mitigate conflicts of interest?
First Western Securities separates custody and advisory functions — a design intended to reduce the conflicts that arise when a single entity manages assets and holds them. This structure allows clients to choose independent custodians while the advisor focuses solely on portfolio management. The firm describes it as a tripartite alignment of interests among advisor, custodian, and client.
Does First Western Securities manage assets on a discretionary basis?
Yes, the firm offers both discretionary and non-discretionary portfolio management. Clients may delegate trading and rebalancing authority to the firm or retain control over individual transactions. The choice depends on the client's preference and the complexity of their financial situation.
What asset classes does First Western Securities typically use?
The firm constructs portfolios using equities, fixed income, exchange-traded funds, and alternative investments such as private placements and structured products. The exact allocation depends on client objectives and risk tolerance.
Who are the key executives at First Western Securities?
First Western Securities does not publicly disclose the names of its executives or investment committee members. Public filings do not list individual principals.
Is First Western Securities a single-family office or a multi-family office?
First Western Securities operates as a multi-family office serving multiple high-net-worth families and individuals. Its business model involves managing customized portfolios for unrelated clients.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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