First Western Securities, Inc.

First Western Securities separates custody and advisory functions — a design intended to reduce the conflicts that arise when a single entity manages assets and holds them. This structure allows clients to choose independent custodians while the advisor focuses solely on portfolio management. The firm describes it as a tripartite alignment of interests among advisor, custodian, and client.

Yes, the firm offers both discretionary and non-discretionary portfolio management. Clients may delegate trading and rebalancing authority to the firm or retain control over individual transactions. The choice depends on the client's preference and the complexity of their financial situation.

The firm constructs portfolios using equities, fixed income, exchange-traded funds, and alternative investments such as private placements and structured products. The exact allocation depends on client objectives and risk tolerance.

First Western Securities does not publicly disclose the names of its executives or investment committee members. Public filings do not list individual principals.

First Western Securities operates as a multi-family office serving multiple high-net-worth families and individuals. Its business model involves managing customized portfolios for unrelated clients.