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Kom Wealth Management Group
KOM Wealth Management Group, LLC is an SEC-registered investment adviser in Appleton, WI, registered since 2007.
Kom Wealth Management Group
KOM Wealth Management Group, LLC is an SEC-registered investment adviser in Appleton, WI, registered since 2007. The firm manages $408 million in assets, with $405 million on a discretionary basis. It has 7 employees and 7 investment advisers.
General information
Firm type
Multi Family Office
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Frequently asked questions
How is Kom Wealth Management Group structured as an RIA?
Kom Wealth Management Group is registered with the SEC as an investment adviser, operating under a fiduciary standard. Its multi-family office model means it provides wealth management services to multiple high-net-worth families, distinguishing it from a single-family office. As an RIA, the firm is subject to regulatory oversight and must disclose its fees and conflicts of interest via Form ADV.
What types of clients does Kom Wealth Management Group serve?
The firm primarily serves high-net-worth individuals, families, trusts, and estates. Its multi-family office structure implies a client base that requires comprehensive financial planning, investment management, and legacy planning services.
What investment services does Kom Wealth Management Group offer?
Services include asset allocation, portfolio management, investment strategy, and financial planning. The firm allocates across equity, fixed income, and alternative investments such as private equity and hedge funds, as typically reflected in RIA filings.
Where is Kom Wealth Management Group based?
Kom Wealth Management Group is headquartered in New York, New York, United States. It does not publicly list additional office locations.
How can I verify Kom Wealth Management Group's registration and regulatory filings?
The firm's registration and disclosure documents are accessible via the SEC's Investment Adviser Public Disclosure (IAPD) website. Its Form ADV provides details on advisory fees, disciplinary history, and business structure.
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