Lockerman Financial Group

Lockerman Financial Group, Inc. is a registered investment advisor (RIA). Typical RIA services include discretionary portfolio management, financial planning, retirement strategy, estate coordination, and tax advisory. The firm operates under a fiduciary standard, meaning it is legally bound to act in clients' best interests.

Lockerman Financial Group is structured as a regulated RIA serving external clients, not as a family office managing a single family's private capital. This imposes SEC registration, regulatory filings, and compliance obligations that family offices generally avoid. The firm generates revenue through advisory fees rather than deploying proprietary capital.

No. The firm does not publicly disclose AUM, number of accounts, or client composition. RIAs under $100M in AUM report privately to regulators, but that data is not made public. Without the firm's own disclosure or credible third-party sourcing, AUM remains undisclosed.

The firm's name suggests a founding connection to the Lockerman family, but no named founders or current principals appear in public sources, SEC filings, or media coverage. LinkedIn and the firm's website have not been available for review.

As an RIA, Lockerman Financial Group likely constructs diversified portfolios using public securities, ETFs, mutual funds, and separately managed accounts. The firm does not appear to run alternative asset programs—private equity, venture capital, or hedge funds—and no direct investment activity has been documented.