Asset ManagerRIA · CRD 313378SEC-RegisteredPrivate Fund Adviser

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Meteora Capital

Meteora Capital is an SEC-registered investment adviser in Boca Raton, FL, registered since 2021. The firm manages approximately $1.5 billion in regulatory...

Meteora Capital logo

Meteora Capital

Meteora Capital is an SEC-registered investment adviser in Boca Raton, FL, registered since 2021. The firm manages approximately $1.5 billion in regulatory assets. It has 16 employees and 7 investment advisers.

General information

Firm type

Generalist

Year founded

2021

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Boca Raton

Corporate office

Boca Raton, FL, United States

Principals

Vikas Mittal

Managing Member & CIO

Joseph Levy

Chief Operating & Financial Officer, Chief Compliance Officer

Kevin S. Gahwyler

Director

Sector focus

Private CreditHedge FundsSecondaries & Special Situations

Frequently asked questions

Who runs investment decisions at Meteora Capital?

Vikas Mittal serves as Managing Member and Chief Investment Officer and leads the investment process. The firm’s website lists a flat team of analysts and a dedicated capital-markets principal, suggesting centralized decision-making under Mittal. No investment committee structure is publicly detailed.

How is Meteora Capital structured across its public and private funds?

Meteora runs a liquid event-driven hedge fund alongside long-duration private funds that provide non-tradeable risk capital and structured SPAC investments. The firm states it invests significant internal capital alongside clients in both strategies. This dual structure allows the public book to trade around the private pipeline, though specific fund sizes or vintages are not disclosed.

Does Meteora Capital participate in fund commitments or only direct deals?

Meteora’s model is built on direct, structured transactions within the SPAC ecosystem — such as backstop agreements, PIPEs, and risk-capital placements. The firm does not describe a fund-of-funds allocation or blind-pool commitment strategy on its website. Its private vehicles appear to negotiate bespoke terms directly with SPAC sponsors and target companies.

What types of SPAC investments does Meteora specifically target?

The firm targets three categories: non-tradeable risk capital for SPAC sponsors, illiquid SPAC positions that arise during de-SPAC processes, and customized structured equity or credit solutions for companies seeking tailored financing. Its liquid hedge fund also pursues public-market event-driven trades, likely including SPAC arbitrage.

Where is Meteora Capital based, and does it operate additional offices?

Meteora Capital is headquartered in Boca Raton, Florida. The firm’s website lists no additional domestic or international offices, and no satellite locations are referenced in currently available public materials.

How does Meteora Capital generate deal flow?

Meteora describes its platform as an end-to-end partner in the SPAC ecosystem, suggesting deal flow originates through direct relationships with SPAC sponsors, investment banks, and target-company management teams seeking structured financing. The firm does not publicly describe a formal sourcing network or intermediary arrangements.

Is Meteora Capital structured as a family office or an asset manager?

Meteora is an independent asset manager, not a family office. It was formed in 2021 as an SEC-registered investment adviser and serves institutional clients. No family-wealth origin is disclosed.

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