Multi-Family OfficeRIA · CRD 307303SEC-Registered

Updated:

OZ Wealth Management LLC

OZ Wealth Management LLC is an SEC-registered investment adviser in Irvine, CA. The firm manages approximately $38 million in regulatory assets.

OZ Wealth Management LLC

OZ Wealth Management LLC is an SEC-registered investment adviser in Irvine, CA. The firm manages approximately $38 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Multi Family Office

Year founded

2010

Location

Region

North America

Country

United States

City

Irvine

Corporate office

Greenwood Village, CO, United States

Principals

David Ziegler

Founder & Principal

Sector focus

Investment AdvisoryWealth ManagementEstate Planning

Frequently asked questions

Who leads investment decisions at OZ Wealth Management?

David Ziegler oversees the firm's investment strategy as founder and principal. The firm does not publicly name a dedicated CIO, and decisions are made through the advisory team in consultation with clients (per public record).

Does OZ Wealth Management offer direct investment funds?

No — the firm operates as a multi-family office and registered investment advisor that builds custom portfolios for each client using third-party managers, exchange-traded funds, individual securities, and alternative assets. It does not manage any proprietary pooled investment vehicles.

What types of clients does OZ Wealth Management serve?

The firm targets high-net-worth individuals and families, primarily based in the Rocky Mountain region. It does not serve institutional investors such as pension funds or endowments.

How is OZ Wealth Management compensated?

The firm operates as a fee-only RIA, charging clients a percentage of assets under management. It does not accept commissions, trailing commissions, or performance-based fees (per SEC ADV filing).

Is OZ Wealth Management affiliated with a bank or broker-dealer?

No — the firm is independently owned and not affiliated with any bank, brokerage, or insurance company. This structure is designed to eliminate conflicts of interest in product recommendations.

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