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Peak Rock Capital
Peak Rock Capital is an SEC-registered investment adviser in Austin, TX, since 2012. The firm manages $7.3 billion in regulatory assets.
Peak Rock Capital
Peak Rock Capital is an SEC-registered investment adviser in Austin, TX, since 2012. The firm manages $7.3 billion in regulatory assets. It has 55 employees and 55 registered investment advisers.
General information
Firm type
Generalist
Year founded
—
AUM
$7+ billion (per the firm)
Location
Region
North America
Country
United States
City
Austin
Corporate office
Austin, TX, United States
Additional offices
London, United Kingdom
Principals
Anthony DiSimone
Chief Executive Officer
Steve Martinez
President
Sector focus
Frequently asked questions
Who runs investment decisions at Peak Rock Capital?
Anthony DiSimone serves as Chief Executive Officer and Steve Martinez is President. The firm lists over 20 managing directors across its Austin and London offices, including sector leads in consumer, technology, industrial, and healthcare. Investment committee composition is not publicly detailed, but the leadership group indicates decisions run through the senior partner cohort.
Does Peak Rock Capital operate as a single fund or across multiple strategies?
Peak Rock runs three distinct strategies: private equity, credit, and real assets. The private equity arm targets control-oriented investments and transformational growth in middle-market companies. The credit business offers structured debt and non-control capital to family- and founder-owned businesses. The real assets group pursues opportunistic equity and debt in recession-resilient properties and geographies.
What types of transactions does Peak Rock Capital prioritize?
The firm focuses on complex situations including corporate carveouts from public companies and large conglomerates, family- and founder-owned business successions, management buyouts, and restructurings. Its case studies show a pattern of buying niche industrial and software businesses — such as Hasa and Amtech Software — and selling them to strategic acquirers or other financial sponsors.
What is Peak Rock Capital's geographic footprint?
Peak Rock invests across North America and Europe. Its headquarters is in Austin, Texas, with a London office at Nova North, 11 Bressenden Place. The firm states its regional focus spans both continents, and past portfolio companies have been located in Colorado, Pennsylvania, Texas, Missouri, Indiana, and California.
Which sectors does Peak Rock Capital target?
The firm invests across consumer, technology, industrial, and healthcare. Within technology, deals have included enterprise software (Amtech, Spatial Business Systems). Consumer deals include food manufacturing (Pretzels Inc., TNT Crust). Industrial includes water treatment chemicals (Hasa), and healthcare includes infusion services (Paragon Healthcare).
How does Peak Rock Capital source deals?
Peak Rock sources through a network built across two decades of middle-market transaction experience. The firm emphasizes relationships with family- and founder-owned businesses, as well as corporate sellers executing divestitures. Its credit platform also provides an origination channel, offering structured capital that can lead to eventual control transactions. The London office extends sourcing into European markets.
What is Peak Rock Capital's track record on exits?
The firm has completed sales to large strategic buyers including Elevance Health (Paragon Healthcare, 2024), General Mills (TNT Crust, 2022), and The Hershey Company (Pretzels Inc., 2021). It has also sold to financial sponsors, including Amtech Software in 2025, and to a Blackstone portfolio company with the 2026 sale of Spatial Business Systems.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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