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Peak Wealth Planning
PEAK WEALTH PLANNING, LLC is an SEC-registered investment adviser in Chicago, IL. The firm manages approximately $66 million in regulatory assets.
Peak Wealth Planning
PEAK WEALTH PLANNING, LLC is an SEC-registered investment adviser in Chicago, IL. The firm manages approximately $66 million in regulatory assets. It has 2 employees and 2 investment advisers.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
What services does Peak Wealth Planning provide?
Peak Wealth Planning offers financial planning and investment advisory services as a Registered Investment Advisor. These typically include portfolio management, retirement planning, tax optimization, and estate planning for individuals and families.
How is Peak Wealth Planning regulated?
As a Registered Investment Advisor (RIA), Peak Wealth Planning is subject to fiduciary duty under the Investment Advisers Act of 1940. This legal standard requires the firm to put client interests ahead of its own.
Does Peak Wealth Planning manage investments directly?
Yes, as an RIA, the firm likely manages client portfolios directly, selecting individual securities, ETFs, and mutual funds based on each client's financial goals and risk tolerance. The specific investment process is not publicly detailed.
What types of clients does Peak Wealth Planning serve?
Peak Wealth Planning appears to serve individual and family clients, focusing on wealth planning and advisory needs. Its client base is likely high-net-worth individuals seeking personalized financial management.
What is Peak Wealth Planning's minimum investment threshold?
The firm does not publicly disclose a minimum account size. Many smaller RIAs set thresholds based on the complexity and scope of services required.
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