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Peddock Capital Advisors
Peddock Capital Advisors, LLC ('Peddock') is a Registered Investment Advisor that provides investment management and comprehensive wealth planning services to...
Peddock Capital Advisors
Peddock Capital Advisors, LLC ('Peddock') is a Registered Investment Advisor that provides investment management and comprehensive wealth planning services to investors of all ages, high-net-worth individuals, to families, business owners and executives, as well as clients new to investing. We are a Fiduciary. What's our Interest? Putting Your Interests First. Peddock was established in 2008 on four building blocks that still serve as our solid foundation today: Integrity | Transparency | Accessibility | Results Our team of highly experienced, multi-generational investment professionals is looking forward to the opportunity of serving you. At Peddock, we offer a variety of services that, while related to clients' financial objectives, go well beyond the traditional scope of investment advisory services. This is what sets us apart. In addition, Peddock offers tax preparation, tax planning, as well as estate & retirement planning. We often work directly with our clients' outside professionals such as accountants, insurance consultants and attorneys to ensure a coordinated approach to the goals they have set. We are committed to being accessible and responsive to clients' needs in a manner that reinforces confidence and trust. Peddock understands that a comprehensive approach to service is the keystone to our clients' success. Disclosure: Peddock is located in the Commonwealth of Massachusetts. PCA renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion. Peddock will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us to request a free copy in .pdf format or a printed hardcopy.
General information
Firm type
RIA
Year founded
2008
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Braintree
Corporate office
Braintree, MA, United States
Frequently asked questions
How does Peddock Capital Advisors construct client portfolios?
Peddock merges top-down macroeconomic and capital-market outlooks with bottom-up analysis of individual sectors and securities, augmented by third-party research. Portfolios use individual bonds or bond funds tailored to each client, with explicit weight given to tax considerations and future cash-flow requirements. The firm does not disclose proprietary allocation models publicly.
Is Peddock Capital Advisors a fiduciary?
Yes. As an independent registered investment advisor staffed by CERTIFIED FINANCIAL PLANNER™ professionals and Chartered Financial Analysts, Peddock upholds a fiduciary standard of care, which legally requires acting in the client’s best interest and placing those interests first — a structural obligation that differs from broker-dealer suitability standards.
What asset classes does Peddock invest in for clients?
Peddock’s marketing points to a multi-asset approach spanning public equities and fixed income, with a particular emphasis on bonds and bond funds. The firm does not publicly list allocations to private equity, venture capital, real assets, or hedge funds; its disclosed method focuses on liquid, publicly traded securities customized to individual circumstances.
Does Peddock Capital Advisors manage pooled funds or only separate accounts?
The firm’s published service description emphasizes customized one-on-one portfolio construction rather than pooled fund vehicles. Peddock tailors each mandate to the specific goals, risk profile, and tax situation of the client, suggesting a predominantly separate-account model.
Where does Peddock Capital Advisors operate geographically?
Peddock is headquartered in Braintree, Massachusetts, and serves high-net-worth clients including families, business owners, and individuals. The firm’s website implies a domestic, client-facing footprint centered on the Northeast, with no additional offices disclosed.
Who makes investment decisions at Peddock Capital Advisors?
Peddock does not publicly name individual portfolio managers or an investment committee. The firm states its team has over 100 years of combined financial experience and includes CFP® and CFA charterholders, but decision-making structure is not detailed on its website.
What is the minimum client size or AUM of Peddock Capital Advisors?
Peddock does not disclose a stated minimum account size, a total firm AUM figure, or an average client net worth. As a privately held independent RIA, these metrics remain unpublished.
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