Multi-Family OfficeRIA · CRD 279027SEC-Registered

Updated:

Rosemary Frank Financial

Rosemary Frank Financial is a multi-family office and RIA serving wealthy families.

Rosemary Frank Financial

Rosemary Frank Financial, LLC is an SEC-registered investment adviser in Brentwood, TN. The firm manages approximately $37 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

Who runs investment decisions at Rosemary Frank Financial?

The firm was founded by Rosemary Frank, who historically led investment decisions. Public records do not specify a current CIO or investment committee structure, and the firm does not disclose a named investment team.

Is Rosemary Frank Financial a single family office or does it operate like a wealth management firm?

It operates as a registered investment advisor and multi-family office, serving multiple families and individuals. This structure is similar to a wealth management firm, but with a fiduciary standard and multi-family office orientation.

Does Rosemary Frank Financial participate in fund commitments or direct deals?

Public information does not indicate fund commitments or direct deal activity. The firm's model appears focused on client-specific portfolio construction rather than proprietary investing.

What investment stages does Rosemary Frank Financial typically target?

The firm does not publicly disclose stage preferences. Given its RIA model, it likely focuses on liquid assets and traditional vehicles for client portfolios, not venture-stage commitments.

Which sectors does Rosemary Frank Financial explicitly avoid?

The firm has not publicly stated any sector exclusions. Its approach is client-driven, with no mandatory avoidance filters documented.

Where does the underlying wealth come from at Rosemary Frank Financial?

Client wealth likely originates from multiple sources across families and individuals served. The firm does not disclose the wealth origin of its principals or clients, as it is a multi-family office serving external capital.

Does Rosemary Frank Financial maintain philanthropic structures?

No public information suggests the firm maintains separate philanthropic vehicles. As an RIA, it may advise clients on charitable giving, but does not operate dedicated foundations under its own name.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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