Secure Wealth

Michele K. Frey, the firm's President and Chief Compliance Officer, appears to be the sole investment decision-maker. Regulatory filings list her as the only principal and control person, with no additional portfolio managers or investment committee members reported to the SEC — a structure that places all discretionary authority in a single individual.

Secure Wealth is a multi-family office. Its SEC registration as a registered investment adviser and its reporting of multiple unrelated discretionary clients confirm it serves several families, not just one. The firm's Form ADV places the client count below 50 households, consistent with a small, relationship-based multi-family practice.

Secure Wealth operates with a lean structure where the president personally holds the chief compliance officer role — a configuration more common among solo-advisor RIAs than among multi-family offices with dedicated compliance staff. Total regulatory assets under management are reported below $180 million, and the client base is concentrated in fewer than 50 relationships, making it smaller than most institutionally branded multi-family offices.

No specific asset allocation model, investment philosophy, or strategy mandate is publicly disclosed. The firm's regulatory filings identify its advisory services broadly as financial planning and portfolio management for individuals, without detailing sector tilts, manager selection criteria, or allocation ranges.

There is no publicly available evidence that Secure Wealth makes direct private company investments, participates in co-investment rounds, or commits capital to venture or private equity funds. Based on its regulatory profile, the firm's investment focus appears to be managed public-market portfolios.