Multi-Family OfficeRIA · CRD 170391SEC-Registered

Updated:

SOPHIS INVESTMENTS LLC

SOPHIS INVESTMENTS LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages $130 million in regulatory assets, $89...

SOPHIS INVESTMENTS LLC

SOPHIS INVESTMENTS LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages $130 million in regulatory assets, $89 million on a discretionary basis. It has 5 employees and 5 investment advisers.

General information

Firm type

Multi Family Office

Year founded

2016

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Principals

Alexander R. T. Smith

Managing Partner

Jennifer L. Chen

Chief Investment Officer

Sector focus

Private CreditReal EstateInfrastructureHealthcare ServicesEnergy Transition & Renewables

Frequently asked questions

Does SOPHIS INVESTMENTS LLC commit to external funds or only direct deals?

The firm uses both approaches: direct equity investments and co-investments in private credit, real estate, and infrastructure, as well as fund-of-funds allocations to partner GPs. Its hybrid structure allows flexibility across fund and direct channels.

What investment stages does SOPHIS target?

SOPHIS focuses on growth-stage and mature asset private deals, particularly in private credit tranches, real estate acquisitions, and infrastructure projects with stable cash flows. It also considers some venture co-investments selectively.

What sectors does SOPHIS explicitly avoid?

The firm avoids pure-play venture capital in early-stage technology, and it does not invest in cryptocurrency or high-risk cyclical commodities based on its stated publicly available portfolios.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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