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SWAD Wealth Management
SWAD WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in SANTA ROSA, CA. The firm manages approximately $98 million in regulatory assets.
SWAD Wealth Management
SWAD WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in SANTA ROSA, CA. The firm manages approximately $98 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Multi Family Office
Location
Region
North America
Sector focus
Frequently asked questions
Who runs investment decisions at SWAD Wealth Management?
Investment decisions are made by the firm's leadership team, though specific names are not publicly disclosed. As an RIA, it operates under a fiduciary duty that requires transparent decision-making for clients.
How does SWAD Wealth Management source proprietary deal flow?
The firm sources deals through a network of external GPs, placement agents, and co-investment partners. It targets midmarket opportunities in private credit, real estate, and infrastructure that may not be available through pooled funds.
Is SWAD Wealth Management structured as a single family office or does it operate more like a venture firm?
SWAD is structured as a multi-family office and registered investment advisor, serving multiple families. It does not operate like a venture firm; its focus is on direct investments and fund commitments across illiquid asset classes.
Does SWAD Wealth Management participate in fund commitments or only direct deals?
SWAD does both — it commits capital to external funds and also pursues direct co-investments and club deals alongside partner GPs.
What investment stages does SWAD Wealth Management typically target?
The firm does not target a specific stage but focuses on private credit, real estate, infrastructure, and hedge funds — asset classes that span growth, value, and opportunistic strategies.
Where does the underlying wealth come from?
The origin of underlying wealth is not publicly disclosed. The firm serves high-net-worth families, but the source of the families' capital is not specified in public records.
How is SWAD Wealth Management related to any other family office or asset manager?
No public connections to other firms or known spinouts have been documented. The firm operates independently as a multi-family office.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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