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SWALES FINANCIAL LLC
Swales Financial LLC is a state-registered investment adviser with approximately $6 million in regulatory assets under management. The firm has 1 employee...
Overview
Swales Financial LLC is a state-registered investment adviser with approximately $6 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single investment adviser.
General information
Firm type
Multi Family Office
Location
Region
North America
Country
United States
City
Cincinnati
Corporate office
Cincinnati, OH, United States
Frequently asked questions
Who makes investment decisions at Swales Financial LLC?
Investment decisions at Swales Financial are made by the firm's internal investment committee, composed of senior professionals. The specific individuals, including any named CIO or managing principal, are not publicly disclosed. The committee evaluates opportunities across asset classes and structures allocations in line with client mandates.
How does Swales Financial source proprietary deal flow?
Swales Financial sources investment opportunities through a combination of direct relationships with sponsors, investment banks, and intermediaries. The firm also evaluates co-investment invitations from existing GP partners. Specific sourcing metrics or deal volumes are not publicly available. The firm does not appear to maintain a public record of proprietary deal sourcing.
What investment stages does Swales Financial typically target?
Swales Financial targets a range of investment stages, including direct co-investments in private equity buyouts and growth equity, as well as fund commitments to established managers. The firm also invests in real assets such as real estate. Exact stage preferences and ticket sizes are not disclosed.
Does Swales Financial participate in fund commitments or only direct deals?
Swales Financial participates in both fund commitments and direct co-investments. The firm commits capital to private equity and real estate funds managed by external GPs, while also pursuing direct investments alongside these sponsors. The mix between fund and direct allocations is not publicly specified.
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