Updated:
Sycamore Financial Planning
Sycamore Financial Planning, LLC is an SEC-registered investment adviser in Durham, NC. The firm manages $104 million in regulatory assets. It has 5 employees...
Sycamore Financial Planning
Sycamore Financial Planning, LLC is an SEC-registered investment adviser in Durham, NC. The firm manages $104 million in regulatory assets. It has 5 employees and 5 investment advisers.
General information
Firm type
Multi Family Office
Location
City
Durham
Sector focus
Frequently asked questions
Is Sycamore Financial Planning a fiduciary?
Yes, as a registered investment advisor, Sycamore Financial Planning is a fiduciary. This means the firm is legally required to act in clients' best interests at all times. This duty covers both investment advice and financial planning services (per SEC regulations).
What services does Sycamore Financial Planning offer?
Sycamore offers comprehensive financial planning, investment management, retirement planning, and estate planning coordination. The firm tailors strategies to client goals, with a focus on tax efficiency and long-term wealth preservation. Services are delivered via a fiduciary RIA structure.
How does Sycamore Financial Planning charge for its services?
Sycamore typically charges a percentage of assets under management, common among RIAs. Alternatively, clients may pay a flat fee for financial planning services. Fee structures are disclosed in the firm's Form ADV (per SEC requirements).
What types of clients does Sycamore Financial Planning serve?
Sycamore serves individuals, families, and institutions. The firm focuses on clients with complex financial situations requiring customized planning and investment management. This includes high-net-worth individuals and family offices.
Is Sycamore Financial Planning registered with the SEC?
Yes, as an RIA, Sycamore Financial Planning is registered with the SEC or state securities regulators, depending on AUM. Registration requires filing Form ADV, which provides public disclosure of business practices, fees, and conflicts (per SEC).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on family offices?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: