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The Mosaic Financial Group
The Mosaic Company is an SEC-registered investment adviser in St. Louis, MO, registered since 2021. It manages $2.0 billion in assets, with $1.5 billion on a...
The Mosaic Financial Group
The Mosaic Company is an SEC-registered investment adviser in St. Louis, MO, registered since 2021. It manages $2.0 billion in assets, with $1.5 billion on a discretionary basis. The firm has 22 employees and 19 investment advisers.
General information
Firm type
RIA
Location
Region
North America
Country
United States
City
Chicago
Corporate office
Chicago, IL, United States
Principals
Derrick Allen
CPA
Timothy DeBruyne
Team member
Patrick McKenna
Team member
Jane-Ellen Wolak
CPA, PFS
Ryan Shaughnessy
CFP Professional
Kevin M. Galdek
CPA
Alberto Liz
Team member
Heike Sasak
Team member
Charles Kudia
CPA Candidate
Jonathan Tribo
CPA
Brewster Lindblad
Team member
Joseph Hetland
CFP Professional
Stephanie Andrade
CPA Candidate
Elena Rodriguez
Team member
Collin Wegener
Team member
Frank Miller
Team member
Ndricim (Jimmy) Zervoj
Team member
Yamileth Moreno
Team member
Sophia Sansano
Team member
Liam Daly
Team member
Jeanette Younglove
Team member
Kaylan Guvernator
Team member
Sector focus
Frequently asked questions
Who runs investment decisions at The Mosaic Company?
The firm's team includes multiple CPAs and CFP professionals, but no single named individual is publicly identified as CIO or head of investment strategy. Derrick Allen, a CPA, is listed first among the team members. The firm likely operates through collaborative advisory teams.
What investment services does The Mosaic Company offer?
The firm offers investment advisory, tax services, and estate and financial planning. It positions itself as a personal CFO for clients, coordinating across advisors to integrate financial and tax strategies. It does not publicly list specific investment products or asset classes it favors.
Does The Mosaic Company manage any pooled investment vehicles?
The firm does not publicly disclose any funds, limited partnerships, or SPVs it manages. Its website describes only personalized advisory services for individual clients.
What client types does The Mosaic Company serve?
The firm lists business owners, corporate executives, and individuals or families seeking financial planning. It emphasizes clients with complex situations, such as those combining business and personal assets.
Is The Mosaic Company a single family office?
No. The firm describes itself as a wealth management firm and does not claim to be a family office. It serves multiple clients, not a single family.
Where is The Mosaic Company headquartered?
The firm's only disclosed office is at 225 W Randolph Street, Suite 2425, Chicago, IL 60606 (per the firm's website).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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