Registered Investment Advisers
A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 37,348 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.
41.Allspring Global Investments
Generic · Charlotte, United States
42.J.P. Morgan Private Investments
Asset Manager
43.Dodge & Cox
Asset Manager · San Francisco, United States
44.Ares Management
Generalist · Los Angeles, United States
45.Asset Management One
Generalist · Tokyo, Japan
46.Teachers Advisors
Asset Manager · New York, United States
47.J.P. Morgan Securities LLC
Asset Manager · New York, United States
48.Principal Asset Management AG
Multi Family Office · Des Moines, Liechtenstein
49.U.S. Bancorp Asset Management
Bank / Wealth / Trust · Minneapolis, United States
50.BNY Mellon Investment Management
Pension Fund · New York, United States
51.Robert W. Baird & Co.
Asset Manager · Milwaukee, United States
52.Raymond James Financial Services Advisors, Inc.
RIA
53.Loomis, Sayles & Company
Asset Manager · Boston, United States
54.Fisher Investments
Bank / Wealth / Trust · Plano, United States
55.Mitsubishi UFJ Trust and Banking Corporation
Generalist · Tokyo, Japan
56.Kohlberg Kravis Roberts & Co. L.P.
Asset Manager · New York, United States
57.Janus Henderson Investors
Generalist · Denver, United States
58.Dimensional Fund Advisors
Bank / Wealth / Trust · London, United Kingdom
59.DFA Australia
Asset Manager · Australia
60.Arrowstreet Capital, Limited Partnership
Asset Manager · Boston, United States
How this directory is built
Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.
Refreshed from SEC Form ADV filings; pages typically updated within 30 days.
What is a registered investment adviser (RIA)?
An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.
How does Altss decide a firm is an RIA?
Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.
Can I see all registered investment advisers?
This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.
Track RIA filings, AUM, and private funds
Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.