SEC Form ADV

Registered Investment Advisers

A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 37,348 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.

$347.7B AUM

61.FIAM

Asset Manager · Smithfield, United States

RIAPrivate fundsCRD 133196
$344.8B AUM

62.PGIM Investments LLC

Asset Manager · Newark, United States

RIACRD 105670
$343.9B AUM

63.NISA Investment Advisors, LLC

Asset Manager · St. Louis, United States

RIAPrivate fundsCRD 107313
$330.7B AUM

64.Pictet Asset Management

Asset Manager · Geneva, Switzerland

RIACRD 140074
$329.2B AUM

65.NYL Investors

Asset Manager

RIAPrivate fundsCRD 169553
Cambridge Associates logo
$326.7B AUM

66.Cambridge Associates

Private Equity · Boston, United States

RIAPrivate fundsCRD 104942
$326.3B AUM

67.Edelman Financial Engines

Asset Manager · Santa Clara, United States

RIACRD 104510
KG Funds Management logo
$324.7B AUM

68.KG Funds Management

Single Family Office · New York, United States

RIACRD 110841
Northwestern Mutual Investment Management Company logo
$323.1B AUM

69.Northwestern Mutual Investment Management Company

Bank / Wealth / Trust · Milwaukee, United States

RIAPrivate fundsCRD 307865
$311.7B AUM

70.AQR Capital Management

Quantitative asset manager / hedge fund manager · Greenwich, United States

RIAPrivate fundsCRD 111883
RBC Capital Markets logo
$310.4B AUM

71.RBC Capital Markets

Generalist · New York, United States

RIAPrivate fundsCRD 31194
$309.2B AUM

72.First Advisors

Private Equity · Wheaton, Japan

RIAPrivate fundsCRD 107027
Samsung Asset Management logo
$300.8B AUM

73.Samsung Asset Management

Generalist · Seoul, South Korea

RIAPrivate fundsCRD 158319
Creative Planning logo
$295.6B AUM

74.Creative Planning

Bank / Wealth / Trust · Overland Park, United States

RIAPrivate fundsCRD 105348
$292.1B AUM

75.TIAA-CREF Investment Management

Asset Manager · New York, United States

RIACRD 107168
$283.8B AUM

76.The Carlyle Group

Asset Manager · Washington, United States

RIAPrivate fundsCRD 111128
Nuveen logo
$280.5B AUM

77.Nuveen

Multi Family Office · Chicago, United States

RIAPrivate fundsCRD 155584
Voya Investment Management logo
$274.9B AUM

78.Voya Investment Management

Generalist · New York, United States

RIACRD 106494
Point72 logo
$274.1B AUM

79.Point72

Multi Family Office · Stamford, United States

RIAPrivate fundsCRD 283077
$270.9B AUM

80.KKR Credit Advisors (US) LLC

Asset Manager

RIAPrivate fundsCRD 146629

Top 80 of 37,348

How this directory is built

Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.

Refreshed from SEC Form ADV filings; pages typically updated within 30 days.

What is a registered investment adviser (RIA)?

An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.

How does Altss decide a firm is an RIA?

Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.

Can I see all registered investment advisers?

This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

Track RIA filings, AUM, and private funds

Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.

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