SEC Form ADV

Registered Investment Advisers

A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 42,652 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.

Teachers' Retirement System of the City of New York logo
$436.3B AUM

81.Teachers' Retirement System of the City of New York

Pension Fund · New York, United States

RIAPrivate fundsCRD 107157
$429.7B AUM

82.J.P. Morgan Securities LLC

Asset Manager · New York, United States

RIACRD 79
Principal Asset Management AG logo
$427.7B AUM

83.Principal Asset Management AG

Multi Family Office · Schaan, Liechtenstein

RIAPrivate fundsCRD 109002
H Bancorp logo
$427.5B AUM

84.H Bancorp

Private Equity · Sandy, United States

RIAPrivate fundsCRD 111912
$427.5B AUM

85.S&T Bancorp

Asset Manager · Indiana, United States

RIAPrivate fundsCRD 111912
U.S. Bancorp Asset Management logo
$427.5B AUM

86.U.S. Bancorp Asset Management

Bank / Wealth / Trust · Minneapolis, United States

RIAPrivate fundsCRD 111912
$427.5B AUM

87.U.S. Bancorp Asset Management

Bank / Wealth / Trust · Minneapolis, United States

RIAPrivate fundsCRD 111912
US Bancorp logo
$427.5B AUM

88.US Bancorp

Pension Fund · Minneapolis, United States

RIAPrivate fundsCRD 111912
BNY Mellon Investment Management logo
$419.5B AUM

89.BNY Mellon Investment Management

Pension Fund · Pittsburgh, United States

RIAPrivate fundsCRD 105642
$394.1B AUM

90.Robert W. Baird & Co.

Asset Manager · Milwaukee, United States

RIAPrivate fundsCRD 8158
Raymond James Financial logo
$390.0B AUM

91.Raymond James Financial

Bank / Wealth / Trust · St. Petersburg, United States

RIACRD 149018
$390.0B AUM

92.Raymond James Financial Services Advisors, Inc.

RIA

RIACRD 149018
$386.9B AUM

93.Loomis, Sayles & Company

Asset Manager · Boston, United States

RIAPrivate fundsCRD 105377
Fisher Capital Investments logo
$386.7B AUM

94.Fisher Capital Investments

Single Family Office · New York, United States

RIAPrivate fundsCRD 107342
Fisher Investments logo
$386.7B AUM

95.Fisher Investments

Bank / Wealth / Trust · Camas, United States

RIAPrivate fundsCRD 107342
Mitsubishi Corporation logo
$384.0B AUM

96.Mitsubishi Corporation

Corporate Investor · Tokyo, Japan

RIACRD 296868
$384.0B AUM

97.Mitsubishi UFJ Trust and Banking Corporation

Generalist · Tokyo, Japan

RIACRD 296868
Kohlberg Kravis Roberts & Co. (KKR) logo
$381.6B AUM

98.Kohlberg Kravis Roberts & Co. (KKR)

Generic · New York, United States

RIAPrivate fundsCRD 144533
$381.6B AUM

99.Kohlberg Kravis Roberts & Co. L.P.

Asset Manager · New York, United States

RIAPrivate fundsCRD 144533
$380.4B AUM

100.Janus Henderson

Generic · London, United Kingdom

RIAPrivate fundsCRD 104652

Top 100 of 42,652

See all 42,652 registered investment advisers

This public directory shows the 100 largest by AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

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How this directory is built

Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.

Refreshed from SEC Form ADV filings; pages typically updated within 30 days.

What is a registered investment adviser (RIA)?

An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.

How does Altss decide a firm is an RIA?

Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.

Can I see all registered investment advisers?

This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

Track RIA filings, AUM, and private funds

Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.

Request access