SEC Form ADV

Registered Investment Advisers

A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 37,348 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.

Lord Abbett logo
$270.4B AUM

81.Lord Abbett

Generalist · Jersey City, United States

RIAPrivate fundsCRD 110391
$267.2B AUM

82.L&G Asset Management America

Asset Manager

RIAPrivate fundsCRD 149156
$260.2B AUM

83.HSBC Global Asset Management (UK) Limited

Asset Manager · London, United Kingdom

RIACRD 154700
Wells Fargo & Company logo
$252.3B AUM

84.Wells Fargo & Company

Pension Fund · St. Louis, United States

RIACRD 11025
$248.1B AUM

85.Balyasny Asset Management L.P.

Multi Family Office · Chicago, United States

RIAPrivate fundsCRD 138111
$246.3B AUM

86.Jackson National Asset Management

Asset Manager · Lansing, United States

RIACRD 111079
Guggenheim Baseball Management logo
$240.7B AUM

87.Guggenheim Baseball Management

Multi Family Office · New York, United States

RIAPrivate fundsCRD 137432
Osaic Wealth logo
$234.9B AUM

88.Osaic Wealth

Bank / Wealth / Trust · Scottsdale, United States

RIACRD 23131
Two Sigma Investments logo
$232.8B AUM

89.Two Sigma Investments

Generalist · New York, United States

RIAPrivate fundsCRD 137137
Rokos Capital Management logo
$229.8B AUM

90.Rokos Capital Management

Asset Manager · London, United Kingdom

RIAPrivate fundsCRD 281215
DWS International GmbH logo
$228.9B AUM

91.DWS International GmbH

Asset Manager · Frankfurt Am Main, Germany

RIAPrivate fundsCRD 105075
Manulife logo
$228.0B AUM

92.Manulife

Insurance · Toronto, Canada

RIACRD 106435
$227.0B AUM

93.Squarepoint Ops LLC

Asset Manager · New York, United States

RIAPrivate fundsCRD 172116
$225.3B AUM

94.Schonfeld Strategic Advisors

Generic · New York, United States

RIAPrivate fundsCRD 281984
SEI Investments Management logo
$216.4B AUM

95.SEI Investments Management

Bank / Wealth / Trust · Oaks, United States

RIAPrivate fundsCRD 105146
$214.8B AUM

96.Jennison Associates

Asset Manager · New York, United States

RIAPrivate fundsCRD 107959
$213.8B AUM

97.AMOVA ASSET MANAGEMENT CO.,LTD.

Asset Manager · Thailand

RIACRD 110997
$213.4B AUM

98.Shaw Holdings

Single Family Office · New York, Hong Kong

RIAPrivate fundsCRD 108679
Commonwealth Financial Network logo
$212.7B AUM

99.Commonwealth Financial Network

Wealth Manager · Waltham, United States

RIACRD 8032
$212.1B AUM

100.John Hancock Investment Management

Generic · Boston, United States

RIACRD 105790

Top 100 of 37,348

See all 37,348 registered investment advisers

This public directory shows the 100 largest by AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

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How this directory is built

Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.

Refreshed from SEC Form ADV filings; pages typically updated within 30 days.

What is a registered investment adviser (RIA)?

An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.

How does Altss decide a firm is an RIA?

Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.

Can I see all registered investment advisers?

This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

Track RIA filings, AUM, and private funds

Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.

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