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Continuum Wealth Advisors
Continuum Wealth Advisors is an SEC-registered investment adviser in Saratoga Springs, NY, registered since 2010. The firm manages $346 million in assets,...
Overview
Continuum Wealth Advisors is an SEC-registered investment adviser in Saratoga Springs, NY, registered since 2010. The firm manages $346 million in assets, with $338 million on a discretionary basis. It has 7 employees and 5 investment advisers.
General information
Firm type
Multi Family Office
Year founded
2010
Location
Region
North America
Country
United States
City
Saratoga Springs
Corporate office
Saratoga Springs, NY, United States
Principals
Timothy M. Smith
Wealth Advisor | Managing Partner | CEO
David Rath
Wealth Advisor | Partner | CIO
Patrick Kalish
Director of Financial Planning | Wealth Advisor
Jennifer L. Henry
CCO | VP, Advisory Services
Sarah Dorsey
Managing Member (Tax Team)
Sector focus
Frequently asked questions
Who runs investment decisions at Continuum Wealth Advisors?
David Rath, CFA, CMT, serves as Partner and Chief Investment Officer, overseeing portfolio construction and risk management. CEO Timothy M. Smith and Director of Financial Planning Patrick Kalish, CFP, collaborate on client-level implementation. The firm's website emphasizes active protection during market downturns rather than passive indexing, a posture driven by Rath's technical analysis charter.
How does Continuum Wealth Advisors incorporate tax planning into advisory work?
Tax preparation is integrated through Sarah Dorsey, CPA, the firm's Managing Member for tax services, and her team of staff accountants. Unlike most RIAs that refer clients to external CPAs, Continuum houses both disciplines within the same entity, enabling concurrent portfolio-decumulation and tax-filing decisions. This structure targets retirees with concentrated equity positions and required minimum distributions.
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