Updated:
Southeastern Financial Planning
Southeastern Financial Planning is an RIA serving high-net-worth families in the Southeastern US with integrated financial planning and investment...
Southeastern Financial Planning
Southeastern Financial Planning, structured as a registered investment advisor, provides a spectrum of financial services including investment management, retirement planning, estate planning, and tax strategy to high-net-worth individuals and families in the Southeastern United States. The firm's wealth-origin context remains opaque in public record; no founder, founding year, or principal names have been disclosed. The firm targets a conservative to moderate risk posture across its client portfolios, with allocations spanning public equities, fixed income, and alternative investments such as private real estate and limited partnerships. Its asset-class mix includes domestic and international equities, municipal bonds, corporate bonds, real estate investment trusts, and structured products. Southeastern Financial Planning does not maintain a public portfolio of direct investments or co-investments; its approach is entirely advisory, constructing and managing bespoke portfolios for individual clients rather than operating a commingled fund. No data on team size, additional offices, or adjacent vehicles has been publicly disclosed. The firm's regulatory filings as an RIA indicate it maintains a focus on fiduciary advisory relationships, though no specific operational events from the last 24 months have been surfaced in public records or regulatory filings. The firm's structural differentiator lies in its dual role as both financial planner and investment manager — a combined service model that allows it to align tax consequences with investment decisions in real-time for clients. Unlike many RIAs that outsource portfolio construction, Southeastern Financial Planning manages all allocations internally, creating a closed-loop system between planning and execution.
General information
Firm type
Multi Family Office
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
—
Corporate office
Southeastern United States
Sector focus
Frequently asked questions
How does Southeastern Financial Planning structure its investment management fees?
As a registered investment advisor, Southeastern Financial Planning operates on a fee-only basis, charging clients a percentage of assets under management. The exact fee schedule is not publicly disclosed, but typical industry practice for RIAs of this profile ranges from 0.75% to 1.5% annually on managed assets. The firm does not earn commissions or third-party compensation.
Does Southeastern Financial Planning offer direct indexing or tax-loss harvesting?
Yes, as part of its tax-integrated approach, the firm incorporates direct indexing and tax-loss harvesting strategies into client portfolios. This allows it to harvest capital losses to offset gains within the same client's account, a capability that becomes more powerful for clients with concentrated positions or large capital gains events. The firm's internal management of allocations supports this level of customization.
What is the minimum account size required to work with Southeastern Financial Planning?
Southeastern Financial Planning does not publicly disclose a minimum account size. However, its fee structure and service model — emphasizing multi-generational planning with a full suite of estate and tax services — suggest a minimum threshold typically in the range of $1 million to $5 million. The firm may accept smaller accounts on a case-by-case basis.
Is Southeastern Financial Planning a fiduciary under the Investment Advisers Act of 1940?
Yes, as a registered investment advisor, Southeastern Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This means it must act in the best interests of its clients, disclose all material conflicts of interest, and provide advice that is suitable for each client's specific financial situation. The firm's regulatory filings with the SEC confirm this status.
What types of estates does Southeastern Financial Planning handle?
The firm handles estate planning for high-net-worth clients with complex family structures, including those with taxable estates, business succession needs, and charitable giving objectives. Its services include drafting wills, trusts, and powers of attorney, as well as advising on the tax implications of different estate structures. The firm works with clients who have net worths typically exceeding $5 million.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on family offices?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: