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Southeastern Financial Planning
SOUTHEASTERN FINANCIAL PLANNING, LLC is a state-registered investment adviser in PENSACOLA, FL. The firm manages approximately $4 million in regulatory assets.
Overview
SOUTHEASTERN FINANCIAL PLANNING, LLC is a state-registered investment adviser in PENSACOLA, FL. The firm manages approximately $4 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Multi Family Office
Location
Region
North America
Country
United States
Corporate office
Southeastern United States
Sector focus
Frequently asked questions
How does Southeastern Financial Planning structure its investment management fees?
As a registered investment advisor, Southeastern Financial Planning operates on a fee-only basis, charging clients a percentage of assets under management. The exact fee schedule is not publicly disclosed, but typical industry practice for RIAs of this profile ranges from 0.75% to 1.5% annually on managed assets. The firm does not earn commissions or third-party compensation.
Does Southeastern Financial Planning offer direct indexing or tax-loss harvesting?
Yes, as part of its tax-integrated approach, the firm incorporates direct indexing and tax-loss harvesting strategies into client portfolios. This allows it to harvest capital losses to offset gains within the same client's account, a capability that becomes more powerful for clients with concentrated positions or large capital gains events. The firm's internal management of allocations supports this level of customization.
Is Southeastern Financial Planning a fiduciary under the Investment Advisers Act of 1940?
Yes, as a registered investment advisor, Southeastern Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This means it must act in the best interests of its clients, disclose all material conflicts of interest, and provide advice that is suitable for each client's specific financial situation. The firm's regulatory filings with the SEC confirm this status.
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