Single Family OfficeRIA · CRD 312789SEC-Registered

Updated:

UPPER BASIN CAPITAL, LLC

Upper Basin Capital, LLC is a family office with no public disclosure, known principals, or investment posture—an opaque entity in the alt-asset landscape.

UPPER BASIN CAPITAL, LLC

Upper Basin Capital, LLC is an SEC-registered investment adviser with approximately $3 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

General information

Firm type

Single Family Office

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

Private CreditReal EstateInfrastructure

Frequently asked questions

What is Upper Basin Capital, LLC?

Upper Basin Capital, LLC is a limited liability company structured as a family office, but it has no public website, LinkedIn presence, or media coverage that clarifies its investment mandate, team, or scale. It may operate as a single-family office or multi-family office with a focus on alternative assets such as private credit and real estate, but this is inferred from the generic 'Upper Basin' name and common family-office asset allocation patterns.

Who runs investment decisions at Upper Basin Capital?

No named principals or investment committee members are publicly associated with Upper Basin Capital, LLC. There are no filings, press releases, or personnel records identifying a CEO, CIO, or managing partner.

Does Upper Basin Capital invest directly or through funds?

There is no public evidence of either direct investments or fund commitments by Upper Basin Capital. Without a disclosed portfolio or partnership history, its investment vehicle preference is unknown.

Where is Upper Basin Capital located?

No physical address or registered office location is publicly available for Upper Basin Capital, LLC. The firm's name may be associated with the Upper Basin of the Colorado River or a similarly named region, but this is not verified.

Is Upper Basin Capital related to any other firm?

No public records connect Upper Basin Capital to any parent entity, subsidiary, or related investment vehicle. It appears to be a standalone LLC with no disclosed affiliations.

How does Upper Basin Capital source deals?

There is no information on deal sourcing for Upper Basin Capital. Opaque family offices often rely on personal networks, but no specifics are available.

What is Upper Basin Capital's investment stage preference?

Upper Basin Capital has no disclosed stage preference. Without any known deals or funds, its target investment stage—whether growth equity, venture, or buyout—cannot be determined.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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