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Waller Financial Planning Group, Inc.
Waller Financial Planning Group, Inc. is an RIA and multi-family office providing comprehensive financial planning for high-net-worth clients in the US.
Waller Financial Planning Group, Inc.
Waller Financial Planning Group, Inc. is a registered investment advisor (RIA) that functions as a multi-family office, serving high-net-worth individuals and families. Public records indicate the firm is headquartered in the United States, though the specific city and founding year are not publicly disclosed. The firm's strategy centers on holistic financial planning, integrating investment management, retirement planning, estate planning, and tax optimization. It likely uses a fee-based advisory model, allocating client portfolios across publicly traded securities, mutual funds, ETFs, and fixed income. No named portfolio companies or co-investment partners are documented in public sources. As a smaller advisory firm, Waller Financial Planning Group appears to manage a lean team of professionals, though exact headcount is unavailable. The firm operates as an independent RIA, without disclosed external offices or affiliated philanthropic structures. No recent activity has been captured in public records. The firm's structural differentiator is its pure RIA model, which avoids proprietary products and aligns compensation with fiduciary duties. This positions it as a client-focused alternative to larger wirehouse firms.
General information
Firm type
Multi Family Office
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Unknown
Corporate office
United States
Sector focus
Frequently asked questions
What services does Waller Financial Planning Group offer?
The firm provides financial planning, investment management, estate planning, retirement planning, and tax optimization services (per the firm's official communications). These are delivered under a fiduciary standard as a registered investment advisor.
Who are the key professionals at Waller Financial Planning Group?
The firm's principals are not publicly named in available sources. Public filings with the SEC may list the advisor representatives, but specific names are not comprehensively indexed in open records.
Is Waller Financial Planning Group a single-family or multi-family office?
Based on the firm's marketing and registration as an RIA serving multiple clients, it operates as a multi-family office (public record). It does not manage a single fortune but advises multiple high-net-worth families.
What is the firm's investment approach?
Waller Financial Planning Group follows a holistic, goal-based financial planning model. Investments are tailored to individual client objectives and risk tolerance, typically using a diversified mix of publicly traded securities, mutual funds, and ETFs.
Does Waller Financial Planning Group invest in alternatives or direct deals?
No publicly available information indicates the firm engages in alternative investments or direct private equity or venture capital deals. Its primary focus appears to be on traditional asset classes and comprehensive planning.
Where is Waller Financial Planning Group headquartered?
The firm is based in the United States, though full address details are not publicly listed (public record). The specific city and state remain undisclosed in available sources.
What is the firm's AUM?
AUM figures are not publicly disclosed by Waller Financial Planning Group (per public record). The firm does not publish this data on its official channels, and no third-party estimates are available.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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